EFTA00069074.txt Text dataset_9 View on DOJ

Illegal Activity
concerning
Blackmail
possible
Date
2020-07-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Chris Dilorio alleges widespread corruption and obstruction of justice within the SEC, claiming the agency is actively covering up money laundering and securities fraud schemes involving Knight Capital, UBS, and other entities. He is appealing a denial of his whistleblower award application and demanding immediate action against the SEC and the individuals involved.
Metadata
Subject
Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Sender
Chris Dilorio
Recipients
—
Document ID
EFTA00069074.txt
Date
2020-07-22
Illegal Activity
Severity
concerning
Description
The document contains numerous allegations of illegal activity, including money laundering, securities fraud, and obstruction of justice. The sender claims to have provided extensive evidence to the SEC, which has allegedly been ignored or covered up. The allegations are serious and warrant further investigation.
Categories
Money launderingSecurities fraudObstruction of justiceBSA violationsIllegal naked shorting
Content Type
first_hand
Evidence:
  • Allegations of money laundering through penny stock shells
  • Allegations of securities fraud through manipulation of stock prices and accounting fraud
  • Allegations of SEC obstruction of justice in covering up illegal activity
  • Allegations of BSA violations by NITE and UBSS
  • Allegations of illegal naked shorting by NITE
  • Allegations of conflicts of interest within the SEC
Blackmail Indicators
Likelihood
possible
Description
While there are no explicit threats, the sender's persistent accusations and demands for action could be interpreted as an attempt to pressure the SEC into investigating the alleged wrongdoing. The sender seems to be using the threat of public exposure to force the SEC's hand.
Evidence:
  • References to 'insurance,' 'protection,' or 'keeping quiet' are absent, but the repeated accusations against specific individuals within the SEC suggest an attempt to leverage public exposure to force action.
  • The sender's frustration and accusatory tone imply a belief that the SEC is deliberately ignoring or covering up illegal activities, potentially creating a situation where the threat of further exposure could be used as leverage.
Relationships 7
Entity 1RelationshipEntity 2Description
Chris Dilorio Whistleblower SEC Chris Dilorio is a whistleblower providing information to the SEC.
NITE Business UBSS NITE and UBSS are trading partners in the OTCM space.
SEC Regulatory FINRA The SEC outsources BD compliance with the BSA to FINRA.
Clayton Professional Sull Cromm/Fishman Clayton worked at Sullivan Cromwell with Jared Fishman.
NITE Political Trump David Urban, Trump PA Campaign Mgr, sits on the NITE BoD.
SEC Regulatory NITE The SEC is accused of protecting NITE from investigations.
Keener/JMJ Business Sason/Magna Keener/JMJ and Sason/Magna are involved with bogus notes/worthless certs/assignments in money laundering shells.
Notable Quotes 3
Greetings grossly corrupt SEC et al
MORE SEC facilitated fraud on the public.
The SEC is bought and paid for by criminals.
Red Flags 6
  • Allegations of SEC corruption and obstruction of justice
  • Allegations of money laundering and securities fraud
  • Connections between high-profile individuals and alleged criminal activity
  • Unusual transactions and financial schemes
  • Potential conflicts of interest within the SEC
  • Allegations of illegal naked shorting and market manipulation
Financial Information
Amounts:5 million10 million$12M$105 mil400037 BILLION17.5 BILLION$25m$20 million850 mil1.2 BILLION$50 bil
Assets:
  • Worthless securities
  • Bogus notes
  • Worthless certs
  • OTCM money laundering shells
  • Blank check shells
  • Russian Nickel wire transaction
  • Cares Act taxpayer money
  • HotSpot
Transactions:
  • Public offering of securities by BLNK
  • UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million to the U.S. Treasury
  • Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch"
  • SEC Charges UBS Financial Services Inc. with Anti-Money Laundering Violations
  • Pump and Dump promotion of NETE by SeeThroughEquity
  • NETE received taxpayer Cares Act money
  • Goldman/Sull Cromm advised purchase by ALLY of CardWorks: Merrick Bank: NETE
  • NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge financing as collateral
  • FINRA brought a penny stock AML complaint against OpCo
  • Sale of unregistered penny stocks
  • Gen Atlantic/Getco reverse merger with Knight to form KCG
  • The SEC Feb 2019 complaint against Hanover/Magna is my information: Bogus obligations, assigned, converted to worthless certs.
  • The SEC is ALSO grossly under estimating the criminal activity in NITE/Magna/NewLead
  • The SEC Gibraltar action covered trading activity in just 1 OTCM Money laundering shell: Magnum d'Or where Opco traded less than 1 million shares.
  • The SEC (and FINCEN) Oppenheimer AML actions were based on the FINRA Oppenheimer AML action
  • FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti—Money Laundering Shortfalls
  • A former Bahamian broker/dealer and its principal have been hit with a combined $24.484 million in financial sanctions by a US court, which found that their "ill gotten gains" were likely ...
  • The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information
Media & Journalist References
  • References to news articles from Reuters, Business Insider, and The Hollywood Reporter
  • References to PR releases from PR.com
  • References to Teri Buhl's website
Public Knowledge
Context
The allegations of SEC corruption and obstruction of justice, as well as the connections between high-profile individuals and alleged criminal activity, would likely be of interest to the media.
Media Worthy
Yes
Legal Compliance
  • Allegations of SEC obstruction of justice
  • Allegations of money laundering
  • Allegations of securities fraud
  • Allegations of BSA violations
  • Allegations of conflicts of interest
  • Allegations of fraud on the court
  • Allegations of illegal naked shorting
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationPolitical connections/influenceAllegations/complaintsIllegal activitiesCommunications/correspondence
People 90
Chris DilorioFarkasJMJJaclinJohnnyJaneyCarlBlackstoneNITEJEFMcCannVailBill SciglianoOleg FirerRovtBarry HonigKeenerSasonAsherKramerIBCCoulstonAlphaDutchessCredeJayHoeckerTrumpMichael FarkasMilkenPutinEngelJonathan NewChair ClaytonJared FishmanPeizerRakishevKushnerTerren PeizerMichael WachsMs NorbergBergerRobin TraxlerSean McKessyFidelityPutnamSteinAguilarGuyerTraxlerSchlaffMartin SchlaffEconomouGerberHudson BayAri GlassBoothbayRani JarkasEFGBSIMax FangAG BarrBroidyMnuchinBlackMoelisVirtueDavid UrbanBannonParscaleCromwell CoulsonAndrew WimpfheimerKhuzamiKirklandKotzJohn McCarthyBirkenfeldWelshhansPeirceJoyceColemanCifuDella SciuccaAbitebolEmanuelRoachArpKnowles, KerryTeccoCromwell
Organizations 86
SECBLNKVirginia Clean CitiesKnight CapitalReutersFBIBlackstoneNITEUBSUBS Financial Services Inc.U.S. TreasuryYESDtc HoldingsAcies Corp.Allied WalletWireCardGRQFINRASkywayJMJDrexelNETEAQRNASDAQEsousaCobblestoneSull CrommALLYCardWorksMerrick BankMullenQiantuCH-AutoSeeThroughEquityNet Element, Inc.OpCoUBSSMagnaVIRTDTCCOWBFINRAOTCMAQRFINRADOJGen AtlanticGetcoKCGCerberusJefferiesSACIcahnGruntalLadenburgVectorNewValleyEllimanWhiterockD H BlairAR BaronBear StearnsTreasurySullivan CromwellJPMGSNYSEWSJBATSOCIEMerrillBrown Brothers HarrimanIRSDOJWTFCFreeSeasFINCENGibraltar Global SecuritiesMG Partners LtdMAGNA GIBRALTAR INVESTMENTS LLCStrata Coal CompanySECFINRAFINCENSECFINRAFINCEN
Locations 22
Mid-Atlantic RegionU.S.SwitzerlandChinaWashingtonSanta MonicaClevelandAustriaIsraelMiamiAustinTexasJersey CityNew YorkSan JuanPuerto RicoMiami BeachFloridaWashington, D.C.NassauBahamasFort Lauderdale
Financial Entities 10
HapoalimSBNYCardWorksESQWireCardAQRMerrick BankCredit SuisseDeutsche BankJPM
Text Analysis
Tone
Accusatory, frustrated, urgent
Purpose
To expose alleged SEC corruption and obstruction of justice in relation to various financial schemes, particularly involving Knight Capital, UBS, and other entities. The sender is appealing a denial of an award application and demanding action against the SEC and involved parties.
Significance
The document contains detailed allegations of SEC corruption, money laundering, and obstruction of justice, potentially implicating high-profile individuals and firms. It raises serious concerns about the integrity of the financial regulatory system.
File Info
File Name
EFTA00069074.txt
Dataset
dataset_9
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:27.478564
DOJ Source
View on DOJ