EFTA00069109.txt Text dataset_9 View on DOJ

Illegal Activity
concerning
Blackmail
possible
Date
2020-07-28
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This email from Christopher Dilorio alleges widespread corruption and illegal activity within the SEC, accusing the agency of obstructing justice, facilitating money laundering, and protecting criminal enterprises like Knight Capital. Dilorio claims the SEC is using his whistleblower information unethically to both bring and obstruct complaints while denying him rightful compensation, and he provides numerous links and references to support his accusations.
Metadata
Subject
Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Sender
Chris Dilorio
Recipients
Document ID
Date
2020-07-28
Illegal Activity
Severity
concerning
Description
The document contains first-hand accusations and allegations of ongoing illegal activities, including money laundering, securities fraud, and obstruction of justice, directly implicating the SEC and related entities.
Categories
Money launderingSecurities fraudObstruction of justiceInsider tradingBriberyCorruptionTax evasionNaked shortingBSA violations
Content Type
first_hand
Evidence:
  • Allegations of SEC facilitating money laundering and securities fraud
  • Accusations of SEC obstructing investigations into illegal activities
  • References to specific individuals and entities involved in the alleged schemes
  • Claims of SEC intentionally misleading the public about illegal activity
  • Accusations of SEC using whistleblower information to protect criminals
Blackmail Indicators
Likelihood
possible
Description
The document suggests that the SEC is potentially being influenced or pressured to protect certain individuals and entities involved in illegal activities, possibly due to compromising information or other forms of leverage.
Evidence:
  • Allegations of SEC covering up illegal activity to protect criminals
  • Accusations of SEC using whistleblower information to obstruct investigations
  • References to powerful individuals and entities involved in the alleged schemes
  • Implication that the SEC is intentionally misleading the public
Relationships 18
Entity 1RelationshipEntity 2Description
Chris Dilorio Whistleblower SEC Chris Dilorio is a whistleblower providing information to the SEC.
Michael Farkas Money Laundering Jaclin Michael Farkas is associated with Jaclin money laundering shell.
Michael Farkas Shareholder SkyWay Michael Farkas was the largest shareholder of SkyWay.
Jonathan Farkas Fundraiser Trump Jonathan Farkas is a Trump fundraiser.
Jonathan Farkas Business Partner Epstein Jonathan Farkas is a business partner of Jeffrey Epstein.
Bill Richardson Linked Epstein Bill Richardson is linked to Jeff Epstein and his NM Zorro Ranch.
Knight Capital Potential Acquisition Blackstone Blackstone almost bought Knight Capital before its stock collapsed.
SEC Facilitation NITE The SEC is accused of facilitating fraud related to NITE.
SEC Outsourcing FINRA The SEC outsourced BD compliance with the BSA to industry advocate FINRA.
NETE Fraud Crede/Peizer/Milken NETE is linked to fraud public offerings by Crede/Peizer/Milken related entities.
SEC Conflicts Clayton SEC Chair Clayton is accused of not disclosing conflicts with Sull Crom/Fishman/NITE.
NITE Board Member Trump Trump PA Campaign Mgr David Urban sits on the NITE BoD.
SEC Investigation Hoecker Hoecker is accused of not conducting a thorough investigation of Dilorio's allegations.
SEC AML Actions Oppenheimer The SEC and FINCEN Oppenheimer AML actions were based on the FINRA Oppenheimer AML action.
SEC Enforcement Keener The SEC is going after Keener/JMJ related to Dilorio's information.
SEC Enforcement Sason/Magna The SEC brought an action against Joshua Sason/NewLead.
SEC Commissioner Peirce Peirce is nominated as SEC Commissioner.
KCG CEO Coleman Current KCG Dan Coleman ran Equities at UBS during the massive REG Sho violations.
Notable Quotes 3
STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal organization, run by criminals, to support cfriminal activity while screwing whistleblowers like me.
The SEC is bought and paid for by criminals.
Game. Set. Match. The SEC is a grossly corrupt, criminal enterprise facilitating illegal activity detailed by me so that this activity can continue.
Red Flags 8
  • Allegations of SEC corruption and obstruction of justice
  • Connections to known criminals and money laundering schemes
  • Unusual financial transactions and accounting practices
  • Potential conflicts of interest within the SEC
  • Failure to properly investigate whistleblower complaints
  • Expunging of critical data from SEC filings
  • Facilitation of illegal activity by the SEC
  • Links to Trump, Epstein, and Russian money
Financial Information
Amounts:12M$5 million$10 million20 million$900,00017.5 BILLION shares$25m$46 million$105 mil$1.2 BILLION$4 billion$850 mil$14/share$1477779$20 million
Assets:
  • Properties
  • Worthless securities
  • Worthless certs
  • Worthless paper
  • HotSpot
Transactions:
  • BLNK public offering
  • Pump and Dump
  • Reverse merger with a CA EV manufacturer
  • Goldman/Sull Cromm advised purchase by ALLY of CardWorks
  • NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge financing as collateral
  • Gen Atlantic/Getco reverse merger with Knight to form KCG
  • VIRT acquisition of KCG
  • KCG did a modified Dutch auction where they sold an asset (HotSpot) to an entity both KCG and GETCO were a major shareholder (BATS)
  • Russian mirror trades
  • Sale of unregistered penny stocks
Media & Journalist References
  • References to news articles from Reuters, Business Insider, Hollywood Reporter, and Tribune
  • Links to press releases from GlobeNewswire and PR.com
Public Knowledge
Context
The allegations of corruption and illegal activity within the SEC, along with connections to prominent individuals and entities, would likely be of interest to media and journalists.
Media Worthy
Yes
Legal Compliance
  • Money laundering
  • Securities fraud
  • Obstruction of justice
  • BSA violations
  • Naked shorting
  • Violation of Rule 204 of Reg SHO
  • Fraud on the court
  • Failure to disclose conflicts of interest
  • Insider trading
  • Tax evasion
  • Bribery
  • Corruption
Raw Analysis JSON click to expand
Themes
Political connections/influenceFinancial transactions/money flowLegal matters/litigationCommunications/correspondenceAllegations/complaintsIllegal activitiesBusiness dealingsCoercion/blackmail attemptsMedia/journalist interactions
Organizations 162
SECKnight CapitalKnightKCGVIRTNITEJaclinBlink Charging (BLNK)i IncubatorFINRASkyWayDrexelAciesNETETrumpZorro RanchJMJPlatinum FundsNordlichtKushnerGiulianiNMVAMDDCNew Image ConceptsCar Charging IncColumbus OH entityChicago entityBelize entityReutersFBIBlackstoneUBSUBS Financial Services Inc.YESDtc HoldingsPR CompleteOleg Firer's revokedAllied WalletWireCardGRQAQRNASDAQEsousaCobblestoneMullenQiantuCH-AutoSeeThroughEquitySull CrommALLYCardWorksMerrick BankESQDTCCObligation Warehouse (OW)FINRAOTCMGAOHanoverMagnaCGFIAIMDSNewLeadFreeSeasWorld Trade FinancialKY Div of MinesCeresney firm DebevoiseCredit SuisseDeutsche BankTerren PeizerSBNYCardWorksESCtCohenAstraPhunwareAIPACGerberHudson Bay1MDBKhazanah NasionalGlobal CrownEFGBSIOptimaKirklandBawagSedonaScan GraphicsRefcoCereplastSinexLH FinancialWolfsonSulphcoVectorNewValleyEllimanLadenburgGruntalSACFeinbergWhiterockD H BlairAR BaronBear StearnsJefferiesMoelisVirtueDrexelS&LESWWNYSEGETCOHotSpotBATSOCIEMerrillPOGOGen AtlanticDOJKY Div of MinesFINCENTribuneMG Partners LtdMAGNA GIBRALTAR INVESTMENTS LLCGGSI BahamasStrata Coal CompanyWesPac TechnologiesSEC OWBIRSSEC IGSEC CommissionersSEC EnforcementSEC NYSEC OWB/IGSEC HQCongressGAOIG Integrity BoardUS TreasuryFINRA.orgACCESSWIRENasdaq CMTERI BUHLHigh TimesL.A. Cannabis NewsClarus SecuritiesSEC.govU.S. Federal Bureau of InvestigationFederal Bureau of InvestigationU.S. Securities and Exchange CommissionFinancial Crimes Enforcement NetworkFinCEN.govSECURITIES AND EXCHANGE COMMISSIONSECURITIES ACT OF 1933SECURITIES EXCHANGE ACT O F 1934ACCOUNTING AND AUDITING ENFORCEMENTUNITED STATES DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKPR.com
Locations 32
VAMDDCNYColumbus OHChicagoBelizeNM Zorro RanchRussiaSwitzerlandNeuchatel SwitzerlandHighlands Ranch COWoodlands TXBoca RatonLiechtensteinAustriaIsraelMiamiAustin TXWashingtonUSChinaJersey CityDenverChicagoBahamasNassau, BahamasFort Lauderdale, FloridaSan Juan, Puerto RicoMiami Beach, FloridaNew York, NYFrisco, Texas
Financial Entities 9
UBSJPMBrown Brothers HarrimanSwiss BanksCredit SuisseDeutsche BankMerrick BankSBNYHapoalim
Text Analysis
Tone
Accusatory, Aggressive, Frustrated
Purpose
To appeal the SEC's preliminary denial of an award application and to expose alleged corruption and illegal activities within the SEC and related entities.
Significance
The document contains serious allegations of corruption, obstruction of justice, and facilitation of illegal activities by the SEC, potentially implicating numerous individuals and entities in financial crimes.
File Info
File Name
EFTA00069109.txt
Dataset
dataset_9
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:25.902480
DOJ Source
View on DOJ