Illegal Activity
concerning
Blackmail
possible
Date
2020-09-05
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Chris Dilorio alleges that the SEC is obstructing justice and protecting criminal entities, specifically Knight Capital/KCG/VIRT, by failing to properly investigate and prosecute illegal activities such as money laundering and naked short selling. He claims the SEC is using his whistleblower information unethically, both to bring complaints and to obstruct investigations, while denying him rightful compensation.
Metadata
- Subject
- Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
- Sender
- Chris Dilorio
- Recipients
- Ms Strauss, Mr Berger, Ms Norberg, Mr Roach, Mr Arp, Mr Peirce, Jane, Ms Welshhans
- Document ID
- EFTA00089576.txt
- Date
- 2020-09-05
Illegal Activity
- Severity
- concerning
- Description
- The email contains first-hand allegations of ongoing illegal activities, including securities fraud, money laundering, and obstruction of justice, perpetrated by various entities and facilitated by the SEC.
- Categories
- Securities fraudMoney launderingObstruction of justiceAML violationsIllegal naked shorting
- Content Type
- first_hand
Evidence:
- Allegations of NITE engaging in illegal naked shorting of OTCM shells to facilitate money laundering.
- Allegations of the SEC obstructing investigations into NITE and UBSS.
- Allegations of the SEC committing fraud on the court in the Gibraltar case.
- Allegations of the SEC bailing out known criminal entities.
- Allegations of the SEC using whistleblower information unethically to bring and obstruct complaints.
Blackmail Indicators
- Likelihood
- possible
- Description
- The author implies that he has information that could damage the reputations and careers of powerful individuals at the SEC and elsewhere, suggesting a potential for leverage.
Evidence:
- The author claims that exposing the irrefutable evidence in his claims brings down some very powerful people, including people at the SEC.
- The author claims the SEC is obstructing an investigation of his claims into the criminal activity of Little Dick Handler/JEF for 7 years now.
Relationships 9
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Chris Dilorio | Whistleblower | SEC | Chris Dilorio is a whistleblower who has filed complaints with the SEC. |
| Knight Capital | Merger/Acquisition | KCG | Knight Capital merged with GETCO to form KCG. |
| KCG | Acquisition | VIRT | VIRT acquired KCG. |
| NITE | Business | UBSS | NITE and UBSS are alleged to be involved in illegal trading activities together. |
| SEC | Regulatory | FINRA | The SEC and FINRA are regulatory bodies. |
| Trump | Business | Milken | Milken and his associates are said to own Trump and his White House. |
| SEC | Conflict of Interest | Sullivan Cromwell | SEC Chair Clayton's firm, Sullivan Cromwell, has advised Knight/KCG/VIRT, creating a conflict of interest. |
| NITE | Business | Hanover/Magna | NITE and Hanover/Magna are alleged to be involved in money laundering activities together. |
| SEC | Regulatory | DTCC | The SEC authorized the DTCC to create a shadow clear, non-guaranteed, illegal Obligation Warehouse. |
Notable Quotes 3
Your prosecution of Mr Kamensky while obstructing an investigation of Little Dick Handler/JEF et al in the massive and very much ongoing SEC facilitated criminal activity with regards to Knight/KCG/VIRT:NITE and the primary role of Little Dick Handler/JEF is itself criminal obstruction.
The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations into entities detailed in my various TCR's. Denying me rightful compensation. This is the latest example
The SEC is a grossly corrupt, criminal enterprise facilitating illegal activity detailed by me so that this activity can continue. It does in 2020. The SEC solicits then uses Whistleblower information (MINE) to bring complaints AND obstruct other illegal activity while denying proper compensation to whistleblowers (ME).
Red Flags 7
- Allegations of SEC obstruction of justice
- Allegations of SEC protecting criminal entities
- Allegations of SEC using whistleblower information unethically
- Allegations of money laundering
- Allegations of illegal naked shorting
- Allegations of conflicts of interest
- Allegations of SEC fraud on the court
Financial Information
Amounts:$105 milmulti million$20 million$25m$46 million$850 mil$1.2 BILLION$50 bil$4 billion37 BILLION.0001$1.50$3$14$1477999
Assets:
- Worthless securities
- OTCM shells
- Receivables
- HotSpot
Transactions:
- Illegal naked shorting
- Money laundering
- Reverse splits
- Cusip changes
- Self clearing
- Reverse mergers
- Penny stock sales
- Russian Nickel wire transaction
- Russian Mirror trade scheme
- Cares Act taxpayer money
- Modified Dutch auction
- Emergency bridge financing
Media & Journalist References
- References to news articles and press releases related to the SEC's actions and the entities involved.
- References to a WSJ article regarding KCG's trading glitch.
Public Knowledge
- Context
- The allegations of corruption and regulatory failures within the SEC, as well as the alleged involvement of prominent financial institutions and political figures, would likely be of interest to the media.
- Media Worthy
- Yes
Legal Compliance
- Allegations of criminal obstruction by the SEC
- Allegations of fraud on the court in the Gibraltar case
- Allegations of BSA violations by NITE
- Allegations of securities fraud
- Allegations of AML violations
- Allegations of illegal naked shorting
- Allegations of money laundering
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationPolitical connections/influenceBusiness dealingsAllegations/complaintsIllegal activitiesCommunications/correspondence
People 69
Chris DilorioMs StraussMr BergerMr KamenskyLittle Dick HandlerJEFJaneyMs NorbergRobin TraxlerSean McKessyGuyerJosh SasonDan ColemanAcosta DowningSteinAguilarIMDSJMJSouthridgeAlpha Capital AnstaltTerren PeizerMichael WachsOleg FirerApockinasGrinshpunAntonovRakisheviTrumpKushnerAG BarrBroidyParscaleAri GlassRani JarkasMax FangDavid UrbanBannonKotzHoeckerKhuzamiKirklandJohn McCarthyCromwell CoulsonAndrew WimpfheimerMr RoachMr ArpMr BermanClaytonRabbittCarpenitoAudrey StraussTrumpBarrMr PeirceMs WelshhansPeikinJared FishmanCifuEmanuelAbitebolMarc P BergerDavid Della Sciucca Jr.Justin KeenerBirkenfeldObamaHillary ClintonJoyceSchapiroKevin GoodmanManning
Organizations 91
SECKnight CapitalKCGVIRTNITEJEFUBSUBSSFINRAOWBIGOTCMMMBDFidelityPutnamAQRNASDAQNewLeadFreeSeasOpcoGibraltarCGFIAAntelope TechnologiesAppTechDOJGen AtlanticGetcoAlpha Capital AnstaltKY Div of MinesHanoverMagnaCredit SuisseDeutsche BankCredeNet ElementNETEAciesEsousaCobblestoneAIPACGerberHudson BayNordlichtBoothbay1MDBKhazanah NasionalGlobal CrownEFGBSIOptimaKirklandTrump CampaignCISDeltaUrban TeaAbilityCambridgeSECLAHunter MaritimeMI AcquisitionPriority Tech HoldingsDTCCPOGOCerberusFeinbergGruntalSACIcahnLadenburgVectorNewValleyEllimanWhiterockD H BlairAR BaronBear StearnsDrexelSullivan CromwellJPMGoldmanBXFINCENWTFCIBCIronridgeAsherIRSGAONYSEBATS
Locations 24
SwitzerlandNeuchatel SwitzerlandHighlands Ranch COLittletonColoradoUkraineThe Woodlands TXBoca RatonGibraltarMiamiAustriaIsraelLiechtensteinRussiaUSNew YorkJersey CityNevadaFrisco, TexasSan Juan, Puerto RicoMiami Beach, FloridaWashington, D.C.BahamasNassau, Bahamas
Financial Entities 9
Swiss banking giant UBSCredit SuisseDeutsche BankMerrick BankSBNYCardWorksBawagRefcoJPM
Text Analysis
- Tone
- Aggressive, accusatory, frustrated
- Purpose
- To appeal the SEC's preliminary denial of an award claim and to expose alleged corruption and obstruction of justice by the SEC.
- Significance
- The document contains serious allegations of criminal activity, obstruction of justice, and regulatory failures involving the SEC, FINRA, and various financial institutions. It also alleges political connections to these activities.
File Info
- File Name
- EFTA00089576.txt
- Dataset
- dataset_9
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:22.498596
- DOJ Source
- View on DOJ