EFTA00094336.txt Text dataset_9 View on DOJ

Illegal Activity
concerning
Blackmail
possible
Date
2020-09-16
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Chris Dilorio alleges widespread corruption and illegal activity involving the SEC, FINRA, and various financial institutions, claiming the SEC is obstructing investigations and protecting criminal enterprises like NITE. He appeals the SEC's denial of his whistleblower award claim, arguing the SEC used his information to bring and obstruct complaints while denying him compensation.
Metadata
Subject
Appendix
Sender
Chris Dilorio
Recipients
—
Document ID
EFTA00094336
Date
2020-09-16
Illegal Activity
Severity
concerning
Description
The document contains first-hand allegations of ongoing illegal activity, including securities fraud, money laundering, and obstruction of justice, perpetrated by the SEC and various financial institutions. The sender claims to have provided evidence of these activities to the SEC but alleges that the SEC has failed to take appropriate action.
Categories
Securities fraudMoney launderingObstruction of justiceAML violationsIllegal naked shorting
Content Type
first_hand
Evidence:
  • Allegations of SEC obstruction of investigations into illegal activity by NITE, UBS, and other entities
  • Claims of illegal naked shorting and money laundering involving OTCM shells
  • Concerns about the SEC's failure to enforce BSA regulations
  • Allegations that the SEC is using whistleblower information to protect criminals
  • Claims that NITE is a criminal enterprise engaged in abusive naked shorting and money laundering
Blackmail Indicators
Likelihood
possible
Description
The document suggests that exposing the alleged illegal activity would implicate powerful people at the SEC, hinting at potential leverage or pressure.
Evidence:
  • Exposing the irrefutable evidence in my claims :the record Janey: brings down some very powerful people. INCLUDING people at the SEC.
  • The SEC needs some fixers. Wonder why.
Relationships 7
Entity 1RelationshipEntity 2Description
Chris Dilorio Whistleblower SEC Chris Dilorio is a whistleblower who has filed complaints with the SEC.
NITE Business UBS NITE and UBS are alleged to be involved in illegal trading activity.
SEC Corrupt/Criminal Handler/Jefferies Dilorio alleges a corrupt/criminal relationship between the SEC and Handler/Jefferies.
SEC Regulatory DTCC The SEC authorized the DTCC to create a shadow clear, non-guaranteed, ILLEGAL Obligation Warehouse.
Trump Political/Financial Milken Dilorio claims Milken and his crew own Trump and his White House.
Clayton Professional Sullivan Cromwell SEC Chair Clayton is linked to Sullivan Cromwell, which is accused of facilitating fraud.
NITE/VIRT Political Trump Trump PA Campaign Mgr David Urban sits on the NITE BoD.
Notable Quotes 3
For 7+ years I have pleaded with the SEC and DoJ to interview me. Both with or without counsel. On my dime.
The simple explanation: the veracity of ALL of my extremely serious allegations are IRREFUTABLE.
The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations into entities detailed in my various TCR's. Denying me rightful compensation.
Red Flags 8
  • Allegations of SEC corruption and obstruction of justice
  • Claims of illegal naked shorting and money laundering
  • Concerns about conflicts of interest by SEC officials
  • Unusual transactions and financial arrangements
  • Expunged PR's and financial data
  • SEC's failure to investigate serious allegations
  • NITE's continued operation despite allegations of insolvency and illegal activity
  • The SEC's denial of the whistleblower's award claim despite evidence that the SEC used the whistleblower's information
Financial Information
Amounts:105 milBILLIONS400037 BILLION1.2 BILLION50 bil25m20 million850 mil46 million14/share23 million1477779
Assets:
  • Worthless securities
  • Open, naked short fails
  • Fraud "assets" used in the tangible book value calculation
  • Receivable at NITE/VIRT
Transactions:
  • Abusive naked shorting OTCM shells to facilitate money laundering
  • Pledging 4000 worthless securities to JPM to secure an emergency bridge financing as collateral
  • Reverse splits to perpetuate and facilitate illegal activity
  • Russian Mirror trade scheme
  • Sale of unregistered penny stocks
  • Modified Dutch auction where KCG "sold" an asset (HotSpot) to an entity both KCG and GETCO were a major shareholder (BATS)
Media & Journalist References
  • {'url': 'http://www.tribune242.com/news/2016/jan/13/bahamian-broker-25m-sanction/', 'type': 'news_article', 'title': 'Bahamian broker in $25m sanction I The Tribune'}
  • A very significant and public event was cited in a WSJ article where immediately following the "glitch"KCG inadvertently sent 4000 worthless securities to JPM in an attempt to secure a tri party financing where JPM guaranteed the loan.
Public Knowledge
Context
The allegations of corruption and illegal activity involving the SEC and major financial institutions would likely be of interest to the media.
Media Worthy
Yes
Legal Compliance
  • Criminal obstruction by the SEC and its IG
  • Fraud on the court in Gibraltar
  • BSA violations by NITE
  • Securities fraud
  • AML violations
  • Illegal naked shorting
  • Money laundering
  • Violation of IG requirements to keep Congress informed of serious matters
  • Conflicts of interest by SEC officials
Raw Analysis JSON click to expand
Themes
Political connections/influenceFinancial transactions/money flowLegal matters/litigationAllegations/complaintsIllegal activitiesCommunications/correspondenceBusiness dealingsCoercion/blackmail attempts
People 65
Chris DilorioJudge CaveJudge JonesHoeckerMr KamenskyLittle Dick HandlerMs StraussMr BergerJaneyMs NorbergRobin TraxlerSean McKessyGuyerJosh SasonOleg FirerMartin SchlaffTerren PeizerMichael WachsDavid UrbanBannonParscaleKotzJohn McCarthyCromwell CoulsonAndrew WimpfheimerKhuzamiKirklandCeresneyMJWClaytonJared FishmanCifuColemanPeikinMr RoachMr ArpLuis A. AguilarKara M. SteinDavid Della Sciucca, Jr.Justin KeenerMs WelshhansMr PeirceBirkenfeldJoyceSchapiroKevin GoodmanAcosta DowningAudrey StraussRabbittCarpenitoTrumpBarrMnuchinBlackMoelisVirtueMorty DavisBressmanTerrence A. TeccoEmanuelAbitebolVikas AroraNathan SarnackiHillary ClintonObama
Organizations 102
SECDoJKnight CapitalNITEJefferiesHandlerCifu et alVIRTKCGSEC IGUBSFINRAFidelityPutnamOTCMNASDAQAQRNewLeadFreeSeasCGFIAOpcoGibraltarAntelope TechnologiesAppTechHanoverMagnaJMJSouthridgeAlpha Capital AnstaltKY Div of MinesDebevoiseCredit SuisseDeutsche BankCredeNet Element NETEAciesEsousaCobblestoneCereplastLH FinancialWolfsonSulphcoBawagSedonaScan GraphicsRefcoSBNYCardWorksMerrick BankESCtMullenAstraPhunwareAIPACGerberHudson BayNordlichtBoothbay1MDBKhazanah NasionalGlobal CrownEFGBSIOptimaKirklandBoNYSullivan CromwellJPMGoldmanBXDTCCPOGOVIRTCerberusFeinbergGruntalSACIcahnSaterLadenburgVectorNewValleyEllimanD H BlairAR BaronBear StearnsDrexelSEC OWBIRSFINCENWTFCIBCIronridgeAsherBrown Brothers HarrimanNYSEGETCOBATSOCIECMTSUGAOSECLA
Locations 20
SEC HQColoradoLittletonUkraineNeuchatel SwitzerlandHighlands Ranch COThe Woodlands TXBoca RatonGibraltarMiamiAustriaIsraelLiechtensteinJersey CityFrisco, TexasNevadaWashington, D.C.New YorkSan Juan, Puerto RicoMiami Beach, Florida
Financial Entities 2
Swiss banking giant UBSJPM
Text Analysis
Tone
Aggressive, accusatory, urgent
Purpose
To appeal the SEC's preliminary denial of an award claim, to expose alleged corruption and illegal activity by the SEC and other entities, and to urge action to halt trading in VIRT.
Significance
The document contains serious allegations of corruption, obstruction of justice, and illegal activity involving the SEC, FINRA, and various financial institutions. It raises concerns about the integrity of the financial markets and the SEC's ability to protect investors.
File Info
File Name
EFTA00094336.txt
Dataset
dataset_9
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:24.437682
DOJ Source
View on DOJ