Illegal Activity
suspicious
Blackmail
possible
Date
07/08/2019
Document Type
Transaction Summary
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a transaction summary for accounts associated with Southern Financial LLC, Southern Country International, and Southern Trust Company, covering the period from April to July 2019. It details various financial activities, including deposits, wire transfers, and investment transactions, and notes a request for special trading terms and missing documentation for an account transfer.
Metadata
- Subject
- Transaction Summary
- Sender
- —
- Recipients
- —
- Document ID
- CA111517
- Date
- 07/08/2019
Illegal Activity
- Severity
- suspicious
- Description
- The document itself does not contain clear evidence of illegal activity. However, the complex financial transactions and the request for special treatment (5 years of free trades) raise some suspicion.
- Content Type
- none
Blackmail Indicators
- Likelihood
- possible
- Description
- The request for 5 years of free trades as 'sera' for the account could be interpreted as a quid pro quo arrangement, potentially indicating pressure or influence.
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| SOUTHERN FINANCIAL LLC | Business | HBRK ASSOCIATES, INC | SOUTHERN FINANCIAL LLC C/O HBRK ASSOCIATES, INC |
| Paul Barret | Employment | Mr. Fppaein | Paul Barret is the trader and ida genrator for Mr. Fppaein. |
Notable Quotes 2
He would also like to give authoreation to Paul Barret who is the trader and ida genrator for Mr. Fppaein. He would like to get street srnsrt edge software. Would like to get 5 years of free trades as sera for this account.
Appears the incoming TOA was from TD Ameritrade account, however, unable to locate documents.
Financial Information
Amounts:42.700.0014.300.0070.200.0016300.00250.000.00332,500.00285,278.601 198,384.951 121,052.22850.00242.54S540.589.915953.45156,947.3651,000.0077,331.2442,700.0014,300.0010,200.0015,300.00250,000.00250.000.0056,149,343.6492,000,000.0097,356,568.008,149,343.642,000,000.007.356568.0012,708,324.00953.458,149,343.642,000,000.007.356568.00198,460.0012,070,506.604,841.182,000,000.0025.001,059,144.441,000,000.00250,000.009,550.004,841.181,792.302,000,000.00260.99090o250.000.00114.990):0311•74.4712.701.31•00
Transactions:
- IN-STATE CHECK DEPOSITS
- WIRED FUNDS RECEIVED
- ADJUSTING ENTRY
- CASH DIVIDEND
- QUAUFIED DIVIDEND
- SCHWAB 1 INTEREST
- Incoming TOA from TD AMERITRADE
- JOURNALED SHARES & FUNDS TO
- BUY OF INVESTMENTS
- SELL OF INVESTMENTS
- JOURNAL FUNDS TO
- CHECK DEPOSIT FROM
- JOURNAL OF SHARES RECEIVED FROM
- CD INTEREST PAYMENT
- INTEREST PAYMENTS
- Incoming TOA
- FX WIRED FUNDS DISBURSED TO
- FX RETURNED WIRE - MARC LEON
- REINVEST DIVIDENDS
- WIRE FEE
- SELL
- FUNDS RECEIVED FROM
- QUALIFIED DIVIDEND
- CASH DIVIDEND
- SCHWAB INTEREST PAYMENT
- Incoming TOA from MERRYL LYNCH
Public Knowledge
- Context
- Financial transactions of entities linked to investigations are often of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 30
FSOUTHERN FINANCIAL LLCCOATUE ENTERPRISES LLCSCHWABTD AMERITRADEALPHABET INCAPOLLO GLOBAL MGMT LPCARVANA COAMAZON.COM INCKARYOPHARM THERAPTICSOUTHERN FINANCIALSOUTHERN COUNTRY INTLSOUTHERN TRUST COMPANYJPMorganDeutsche Bank TrustTD Ameritrade Clearing IncFirstBank Puerto RicoMERRYL LYNCHHBRK ASSOCIATES, INCBANK OF AMERICACITIGROUP INCJBS INVESTMENTSASSURANT, INC.JPMORGAN CHASEEKON MOBILESOUTHERN COUNTRY INTERNATIONAL LTDLLOYDS BANKINGGMAC CAPITAL TGOLDMAN SACHSILLUMINA INCEXXON MOBIL CORP
Locations 6
NEW YORKSAN FRANCISCOOMAHAST THOMAS VIMOROCCOPuerto Rico
Financial Entities 6
CHARLES SCHWAB + CO INCTD AMERITRADE CLEARING INCDeutsche Bank TrustFirstBank Puerto RicoBANK OF AMERICALLOYDS BANKING
Text Analysis
- Tone
- Informative
- Purpose
- To provide a transaction summary for several accounts.
- Significance
- This document details financial transactions, including deposits, wire transfers, and investment activities, for accounts associated with Southern Financial LLC, Southern Country International, and Southern Trust Company.
File Info
- File Name
- EFTA01265978.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:27.032359
- DOJ Source
- View on DOJ