Illegal Activity
none
Blackmail
none
Date
2019-04-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The document is an email regarding a DTC transfer out form for 180,000 shares of AAPL from TD Ameritrade to Interactive Brokers. The email includes the account information and requests that the recipient call with any questions.
Metadata
- Subject
- Transfer from TD to Interactive Brokers //- messagelD=104705601 //- casell 58692735
- Sender
- KOFAX PROD PROCESS
- Recipients
- —
- Document ID
- 104705601, 58692735
- Date
- 2019-04-22
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Account Title | SOUTHERN FINANCIAL LLC | Richard Kahn is associated with the account title SOUTHERN FINANCIAL LLC. |
| TD Ameritrade | Transfer | Interactive Brokers | Transfer of assets from TD Ameritrade to Interactive Brokers |
Notable Quotes 1
Attached is DTC Transfer out form for 180,000 shares of AAPL. Please call me with any questionsi
Financial Information
Amounts:180,000 shares of AAPL
Assets:
- AAPL shares
Transactions:
- Transfer of 180,000 shares of AAPL from TD Ameritrade to Interactive Brokers
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 1
Organizations 8
ID AmeritradeDepository Trust and Clearing (DTC)TD Ameritrade Clearing, Inc.SOUTHERN FINANCIAL LLCInteractive BrokersFINRNSIPCTD Ameritrade IP Company, Inc.The Toronto-Dominion Bank
Locations 1
Omaha, NE
Financial Entities 2
TD AmeritradeInteractive Brokers
Text Analysis
- Tone
- Informative
- Purpose
- To inform about a DTC transfer out form for 180,000 shares of AAPL from TD Ameritrade to Interactive Brokers.
- Significance
- Indicates a transfer of a significant amount of stock between financial institutions.
File Info
- File Name
- EFTA01268271.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:54.318743
- DOJ Source
- View on DOJ