Illegal Activity
none
Blackmail
none
Date
2019-02-25
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email and attached forms initiate an ACAT transfer of securities from Deutsche Bank to TD Ameritrade for the account of Southern Financial LLC. The email requests confirmation and offers a contact for questions regarding the transfer.
Metadata
- Subject
- ACAT transfer from DB
- Sender
- KOFAX PROD PROCESS
- Recipients
- —
- Document ID
- 103743614
- Date
- 2019-02-25
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Account Holder | SOUTHERN FINANCIAL LLC | Richard Kahn is associated with the account of SOUTHERN FINANCIAL LLC |
| SOUTHERN FINANCIAL LLC | Account held at | DEUTSCHE BANK PRIVATE WEALTH MANAGMENT | SOUTHERN FINANCIAL LLC has an account at DEUTSCHE BANK PRIVATE WEALTH MANAGMENT |
| SOUTHERN FINANCIAL LLC | Transferring account to | TD Ameritrade | SOUTHERN FINANCIAL LLC is transferring its account to TD Ameritrade |
Notable Quotes 1
attached are two forms with securities we would like to transfer from DB to TD. Thank you and please call me with any questions.
Financial Information
Assets:
- 04621XAK4
- 172967J25
- 172967341
- 17453BAW1
- 30102RAA9
- 361860208
- A29866AB5
- 46625HHA1
Transactions:
- ACAT transfer from DEUTSCHE BANK to TD Ameritrade
- Transfer of securities from DB to TD
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 1
Organizations 7
AmeritradeTD AmeritradeSOUTHERN FINANCIAL LLCDEUTSCHE BANK PRIVATE WEALTH MANAGMENTTD Ameritrade Clearing, Inc.FINRAINC
Locations 2
Omaha, NE345 PARK AVE 26TH FLOOR NY,NY10154
Financial Entities 1
DEUTSCHE BANK
Text Analysis
- Tone
- Informative
- Purpose
- To initiate an ACAT (Automated Customer Account Transfer) from Deutsche Bank to TD Ameritrade for Southern Financial LLC.
- Significance
- This document represents a formal request to transfer assets from one financial institution to another, indicating a change in investment management or brokerage services.
File Info
- File Name
- EFTA01268275.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:02.397964
- DOJ Source
- View on DOJ