Illegal Activity
none
Blackmail
none
Date
2019-05-17
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange discusses a transfer request from TD Ameritrade to Charles Schwab, specifically addressing issues with the clarity of the scanned transfer form. Wade Heigh from TD Ameritrade requests a clearer copy of the form to ensure compliance and proper processing of the DTC transfer.
Metadata
- Subject
- Re: Transfer from TD to Schwab //- messagelD=105094735 //- caselD=58907978
- Sender
- KOFAX PROD PROCESS CeamT2ECMEngineering@tdameritrade.com
- Recipients
- tdarprocessing@tdameritrade.com
- Document ID
- messagelD=105094735, caselD=58907978
- Date
- 2019-05-17
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Account Holder | Southern Financial LLC | Richard Kahn is associated with the account Southern Financial LLC |
| TD Ameritrade | Financial Transfer | Charles Schwab and Company | Transfer of assets from TD Ameritrade to Charles Schwab and Company |
| Wade Heigh | Employee | TD Ameritrade | Wade Heigh is a Senior Account Manager at TD Ameritrade |
Notable Quotes 3
attached is a clear copy please confirm it is ok
This item was still in our processing queue.. but with your email I grabbed it to make sure everything was good as is.
However after checking with our transfers team because jut...439;s a DTC transfer, we do need those assets listed explicitly in a way that can be read.
Financial Information
Amounts:15,0003,000.00079,0003.000.00080,0002,000,00021100.0001,903,0005,700,000
Assets:
- UTX
- C-K
- ALLY-A
- A29868A85
- 539439AG4
- 4G0201-IFIA1
Transactions:
- Transfer of assets from TD Ameritrade to Charles Schwab and Company
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondenceBusiness dealings
People 2
Organizations 7
AmeritradeTD AmeritradeCharles Schwab and CompanySouthern Country International. LTDSouthern Financial LLCFINRASIPC
Locations 2
Omaha, NE10812 Farness Dr. Omaha. NE 68154
Financial Entities 3
AmeritradeTD AmeritradeCharles Schwab and Company
Text Analysis
- Tone
- Professional
- Purpose
- The email is a follow-up regarding a transfer request from TD Ameritrade to Charles Schwab. It addresses issues with the clarity of the scanned transfer form and requests a clearer copy.
- Significance
- The document highlights the importance of clear documentation for financial transfers and the compliance requirements involved.
File Info
- File Name
- EFTA01268287.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:34.020921
- DOJ Source
- View on DOJ