Illegal Activity
none
Blackmail
none
Date
2016
Document Type
Form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an account transfer form for transferring assets to TO Ameritrade. It outlines the necessary information, instructions, and client authorization required for the transfer process, including options for full or partial transfers, and different asset types.
Metadata
- Subject
- Account Transfer Form
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- 2016
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | Account Transfer | TO Ameritrade | Southern Financial LLC is transferring an account to TO Ameritrade. |
| Deutsche Bank | Custodian | Southern Financial LLC | Deutsche Bank is the current custodian of the account being transferred from Southern Financial LLC. |
Notable Quotes 2
Unless otherwise indicated, please transfer, in-kind, all assets into my account with TO Ameritrade.
I understand that the extent any assets in my account are not readily transferable, with or without any penalties, such assets may not be transferred within the time frames required by applicable regulations.
Financial Information
Assets:
- Mutual Funds
- Stocks
- Bonds
- Cash
- Certificates of Deposit (CDs)
- Life Insurance Policy
- Annuity Policy
Transactions:
- Account Transfer
- Full Transfer
- Partial Transfer
- In-kind Transfer
- Liquidation Transfer
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 8
AmeritradeTO AmeritradeSouthern Financial LLCDeutsche BankFINFtAISIPCTD Ameritrade IP Company, Inc.The Toronto-Dominion BankTD Ameritrade Clearing, Inc.
Locations 2
Omaha, NE345 Park Ave, 26th Floor, NY, NY 10154
Financial Entities 2
BankCredit Union
Text Analysis
- Tone
- Informative
- Purpose
- To facilitate the transfer of an account from another financial institution to TO Ameritrade.
- Significance
- This document is a standard form used for transferring accounts to TO Ameritrade, outlining the necessary information and authorization required for the transfer process.
File Info
- File Name
- EFTA01268291.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.998710
- DOJ Source
- View on DOJ