Illegal Activity
none
Blackmail
none
Date
2019-02-13
Document Type
Trading Authorization Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Trading Authorization Agreement between Southern Financial LLC and TD Ameritrade, granting Richard Kahn the authority to act as a trading agent for the LLC. The agreement outlines the scope of Kahn's authority and the responsibilities of all parties involved.
Metadata
- Subject
- Trading Agent Authorization
- Sender
- KOFAX PROD PROCESS
- Recipients
- tdarprocessing@tdameritrade.com
- Document ID
- messageID=103486206, case ID=57980026
- Date
- 2019-02-13
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | Trading Agent | Richard Kahn | Richard Kahn is authorized as a trading agent for Southern Financial LLC. |
Notable Quotes 2
The Account Owner(s) listed below hereby authorizes and appoints the Authorized Agent(c) below se the Account Owners or owners agents and attorneys-In-tact for the purchase and sale of securities and other financial Instruments in cash and/or on margin in the Account Owners or Owners' name or number on the TD Amentrade Clearing, Inc. (the -Clearing Firm') books (the 'Account').
This Agreement shall remain in full force and effect until revoked by the Account Owner(s), written notice addressed to the Brokerage Firm and delivered to its offices.
Financial Information
Assets:
- Stocks
- Bonds
- Mutual funds
- Options
- Securities
- Financial contracts
- Financial instruments
Transactions:
- Purchase and sale of securities and other financial instruments in cash and/or on margin
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 5
AmeritradeTD Ameritrade Clearing, Inc.TD Ameritrade, Inc.Financial Industry Regulatory Authority (FINRA)Southern Financial LLC
Locations 2
Omaha, NENew York
Text Analysis
- Tone
- Formal, Legal
- Purpose
- To authorize Richard Kahn as a trading agent for Southern Financial LLC.
- Significance
- This document grants trading authorization to Richard Kahn, allowing him to conduct financial transactions on behalf of Southern Financial LLC.
File Info
- File Name
- EFTA01268310.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:02.700745
- DOJ Source
- View on DOJ