EFTA01268360.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-07-05
Document Type
Form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an account transfer form used to move assets from Deutsche Bank Private Wealth Management to a TD Ameritrade account held by Southern Financial LLC. The form outlines various transfer options, including full or partial transfers of brokerage accounts, bank/credit union accounts, and mutual funds.
Metadata
Subject
Account Transfer Form
Sender
Recipients
Document ID
T0A 100557
Date
2019-07-05
Relationships 1
Entity 1RelationshipEntity 2Description
SOUTHERN FINANCIAL LLC Account Transfer TD Ameritrade Transferring account from Deutsche Bank Private Wealth Management to TD Ameritrade
Notable Quotes 2
Unless otherwise indicated in the instructions above, please transfer, in-kind. all assets into my account with TO Ameritrade.
I understand that the extent any assets in my account are not readily transferable, with or without any penalties, such assets may not be transferred within the time frames required by applicable regulations.
Financial Information
Amounts:1,903,O00180600263,157
Assets:
  • Cash
  • Securities
  • Bonds
  • Certificates of Deposit (CDs)
  • Annuity
  • Mutual Funds
Transactions:
  • Account Transfer
  • Partial Transfer
  • Full Transfer
  • Wire Transfer
  • Check Transfer
  • Annuity Transfer
  • Mutual Fund Transfer
Raw Analysis JSON click to expand
Themes
Financial transactions/money flow
Organizations 9
AmeritradeTD AmeritradeSOUTHERN FINANCIAL LLCDEUTSCHE BANK PRIVATE WEALTH MANAGMENTFINFtASIPCTD Ameritrade IP Company, Inc.The Toronto-Dominion BankTD Ameritrade Clearing, Inc.
Locations 2
Omaha, NE345 PARK AVE 26TH FLOOR NY,NY10154
Financial Entities 1
DEUTSCHE BANK PRIVATE WEALTH MANAGMENT
Text Analysis
Tone
Informative
Purpose
To initiate an account transfer from Deutsche Bank Private Wealth Management to TD Ameritrade.
Significance
This document represents a formal request to transfer financial assets from one institution to another.
File Info
File Name
EFTA01268360.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:36.370839
DOJ Source
View on DOJ