Illegal Activity
none
Blackmail
none
Date
2017
Document Type
form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Trading Authorization Agreement from Ameritrade, allowing an account owner to appoint an authorized agent to trade on their behalf. It outlines the responsibilities and limitations of the authorized agent, as well as the terms and conditions of the agreement.
Metadata
- Subject
- Trading Authorization Agreement
- Sender
- —
- Recipients
- —
- Document ID
- TDAC73 3/1
- Date
- 2017
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Account Owner(s) | Agent-Principal | Authorized Agent(s) | Account Owner(s) appoint Authorized Agent(s) to trade on their behalf. |
Notable Quotes 2
The Authorized Agent(s) represents they are familiar with the Account Owner(s) investment objectives, financial situation, and needs, and will invest in a manner consistent with these objectives.
This Agreement shall remain in full force and effect until revoked by the Account Owner(s), written notice addressed to the Brokerage Firm and delivered to its offices.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 3
Organizations 5
AmeritradeTD Ameritrade Clearing Inc.Brokerage FirmClearing FirmFinancial Industry Regulatory Authority (FINRA)
Locations 4
Omaha, NEPeoriaNIH
Financial Entities 2
TD AmeritradeThe To-no -Dominion Bank
Text Analysis
- Tone
- Formal
- Purpose
- To authorize an agent to trade on behalf of an account owner.
- Significance
- This document outlines the terms and conditions for granting trading authorization to an agent.
File Info
- File Name
- EFTA01268377.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:28.700639
- DOJ Source
- View on DOJ