Illegal Activity
none
Blackmail
none
Date
2017-10-05
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Paul Barrett from Alpha Group Capital LLC requests Rafael Otoya from TD Ameritrade to call him to update the cost basis for positions moved in a transfer of assets. The email chain includes the transfer of assets form and a mention of a trading authorization resolution.
Metadata
- Subject
- RE: Transfer of Assets Form
- Sender
- Paul Barren
- Recipients
- RafaeLOtoyattdameritrnde n2m
- Document ID
- EFTA01268397
- Date
- 2017-10-05
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Paul Barrett | business | Rafael Otoya | Paul Barrett (Alpha Group Capital) is communicating with Rafael Otoya (TD Ameritrade) regarding a transfer of assets form and cost basis updates. |
| Richard Kahn | business | Paul Barrett | Richard Kahn is CC'd on the email from Rafael Otoya to Paul Barrett. |
Notable Quotes 2
Please call me. We need to update the cost basis for the positions moved in.
Here is the Transfer of Assets form, per my conversation with Paul.
Financial Information
Transactions:
- Transfer of Assets
- Positions moved in
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 3
Organizations 2
Alpha Group Capital LLCTD Ameritrade
Locations 4
New York, NY142 W 57th Street, 11th Floor, New York, NY 10019Fort Worth, TX4600 Alliance Gateway Freeway, Fort Worth, TX 76577
Financial Entities 2
Alpha Group Capital LLCTD Ameritrade
Text Analysis
- Tone
- Professional
- Purpose
- To update the cost basis for positions moved in a transfer of assets.
- Significance
- This email documents a communication regarding a transfer of assets and the need to update the cost basis, indicating financial activity.
File Info
- File Name
- EFTA01268397.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:29.795647
- DOJ Source
- View on DOJ