Illegal Activity
none
Blackmail
none
Date
2018
Document Type
Form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an account transfer form requesting the transfer of assets from Deutsche Bank Private Wealth Management to a TD Ameritrade account held by Southern Financial LLC. The form outlines the account information, transfer instructions, and required authorizations for the transfer to proceed.
Metadata
- Subject
- Account Transfer Form
- Sender
- —
- Recipients
- —
- Document ID
- TOA 100557
- Date
- 2018
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | Account Transfer | TD Ameritrade | Southern Financial LLC is transferring an account to TD Ameritrade. |
| Southern Financial LLC | Delivering Account | Deutsche Bank Private Wealth Management | Deutsche Bank Private Wealth Management is the delivering firm for the account being transferred from Southern Financial LLC. |
Notable Quotes 2
Unless otherwise indicated in the instructions above, please transfer, in-kind. all assets into my account with TO Ameritrade.
I understand that the extent any assets in my account are not readily transferable, with or without any penalties, such assets may not be transferred within the time frames required by applicable regulations.
Financial Information
Amounts:1,903,000180,000263,157
Assets:
- Bonds
- Cash
- Certificates of Deposit (CDs)
- Annuity
- Mutual Funds
- AAPL
- APO
- 539439AG4
Transactions:
- Account Transfer
- Full Transfer
- Partial Transfer
- Wire Transfer
- Check Transfer
- Annuity Transfer
- Mutual Fund Transfer
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 7
TD AmeritradeSouthern Financial LLCDeutsche Bank Private Wealth ManagementFINRASIPCTD Ameritrade IP Company, Inc.The Toronto-Dominion Bank
Locations 2
Omaha, NE345 PARK AVE 26TH FLOOR NY,NY10154
Financial Entities 1
Ameritrade Clearing, Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To initiate an account transfer from Deutsche Bank Private Wealth Management to TD Ameritrade for Southern Financial LLC.
- Significance
- This document represents a formal request to transfer assets between financial institutions.
File Info
- File Name
- EFTA01268454.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:43.371639
- DOJ Source
- View on DOJ