Illegal Activity
none
Blackmail
none
Date
2016-12-01
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a trading authorization form from Deutsche Bank Wealth Management, granting an agent the authority to buy and sell securities on behalf of the account holder. The authorization remains in effect until revoked by written notice.
Metadata
- Subject
- Trading Authorization Limited to Purchases and Sales of Securities
- Sender
- —
- Recipients
- —
- Document ID
- WM 163315 006409 12515
- Date
- 2016-12-01
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | subsidiary | Deutsche Bank AG | Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. |
Notable Quotes 2
The undersigned hereby authorizes (whose signature appears below) as his or her agent and attorney in tact to buy, sell (including short sales) and trade in stocks, bonds. and any other securities and/or contracts relating to the same on margin or otherwise in accordance with your terms and conditions (or the undersigned's account and risk and in the undersigned's names. or number on your (ooks.
This authorization and indemnity is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation.
Financial Information
Assets:
- stocks
- bonds
- securities
- contracts
Transactions:
- buy
- sell (including short sales)
- trade in stocks
- trade in bonds
- trade in securities
- contracts relating to the same on margin or otherwise
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
Deutsche BankDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank AG
Locations 1
United States
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Legal
- Purpose
- To authorize an agent to buy, sell, and trade securities on behalf of the account holder.
- Significance
- This document grants trading authorization to an agent for a Deutsche Bank Wealth Management account.
File Info
- File Name
- EFTA01282872.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:28.159233
- DOJ Source
- View on DOJ