Illegal Activity
none
Blackmail
none
Date
2015-12-31
Document Type
Financial Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is a financial statement for Southern Financial LLC, detailing account activity, asset allocation, and portfolio holdings as of December 31, 2015. It includes information on cash deposits and withdrawals, securities transactions, income, expenses, and a breakdown of asset allocation across various investment types.
Metadata
- Subject
- Portfolio at a Glance
- Sender
- —
- Recipients
- —
- Document ID
- SDNY_GM_00045800 DB-SDNY-0008624 EFTA_00156409
- Date
- 2015-12-31
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| DANIEL SABBA | Client Advisor | SOUTHERN FINANCIAL LLC | Daniel Sabba is the Client Advisor for Southern Financial LLC. |
| Pershing | clearing broker | financial institution | Pershing carries the account as clearing broker for the financial institution. |
Financial Information
Amounts:3106,248,127.788126,714,293.02-548.663.17•18.2l6.493 88060.5.861,790.80105,097,404.59102,630,000.34555,118173.813,797 200.00-S561.18-1.00-305.00-2.968.261.66-3.152.321 56S103 284 617 803103 284 617 80$319.008 1453.596.773 9444,273,9843326,827,392.1326,831,113.8318,177,455.5820,288,106.4720142,233M7.150,052 505,335,220.005.196,705.0054,120,544 6150,481,923.1647,972,851.112.986.2543.003.335.480.003.038.824,003126,714,293.023108,246,121163103,284,617.800.00100.107 03-787.297.0453.721 12-111.674 913.112.278.6653.721.42-11,867.882,324081.8226,735.287.1826,735,287.1892,104.9526,827,392.13-4.0026.827.388.13-596.777.2626.230.610.8766,500.0026,297,110.8724,996.0026,322,106.8751,360.1626,373,467.03148,125.0026.521.592.03-0.0826.521.591.9561,285.4426,582,857.59168,540.6026,751,398.193.483.0026,754,881.191169.5526.756.850.74$26,756,650.74$16,758,650.7493,035.161,134,818.481.7695515,077.5827,032.72111,090.12300,149141,081,091.58162,500.16-6,561.18-225.001421,967.2713,167,791.7087,731.4087,731.4045,7002045.70020515,7873289.616.401133,431.60$133,431.601605,404.1226.756.650.74092,104.9526.735.287.1874,010.093.483.0026.756.650.7415077.56116,077.66116,627,392.131$ 90..00116,077.66529 543 61149.849.05615,332.25766,181.30585.788 86148.555 00610.500 00759,055.00$760,055.0056.245253.156.430.371.602.454.90300.000803.007.500.001,602,420.00320,250.002,687,500.002,675,000.002,545,000.002,545,000.002,055,000 002,994,938.152,175,016.173.000.006.002990.640 001,299,000.001,247,400.002.026.695 001.565 8320,000.00234,206.00414,719.0033,824.0090.056 004.999.983 0010.902.315 41114,597 40176.400 00290.997.401.500.000 00398.606 00508,056.009,076,406.00250.454.95364.97000665,000.00687863.50577.373021,2115,036.52498109.06399,978.163,185,969.223,556,947.38641.803 25215,006.0020.000.0014.000 001,174,508.002,400.00422,214.0024.000.001.800.006,000.0039.000.00338.745.0022.442.00254.306 00324,157.50903.217.511,610,000.002,513,217.511,882,773.60951,600.00977,600.00995.200.002,924,400.002,986,098.503,004,800.00$2,960,018.50$3,001,800.00$98,932,111.18$103,284,617.802,121,753.262,175,016.171,494.161,952.6732,123,247.4232,176,968.8432,123,217.12$2,176,966.840000000000.00-9,518.227.500.000.00-3.383,998.80$0.00$0.005170,757.03-512,902,220.305425,279.27-53,292.00$421,967.27$3,167,869.88133,131.60$133,431.6016,966,112.11$0.00-51.00-54.00$0.00-5305.00$0.00$0.00$0.00$0.00-56,561.1852,175,016.17-52,175,016.17$0.00$2,243,708.90-12,213,708.900.00-596.777.260.00-20.961.316.5518,111.092,717,822 67$48,114.0952,717,822.67-$20,961,316.55$0.0052,14952.63.54,780,931.9312,781,011.13-$2,775,089.43$6,751.70$17,715,523.26-$10,901,341.662.069.000 0002,000,000.0000.0066.500.0018,000.0024690003.292.0040068.161500000118.125 002469000.3.292.0024690003.291.92190300035.681.2512900001.843.596000023,710.809752535,109.0081003,183.002339936821.769.5512000054.375 006000087231.406000045,700 20-2.00-2.00-2.175.016.172,175,016.17-596.7772621.996.0023.118.090 2300000.400000
Transactions:
- Net Cash Deposits and Withdrawals
- Net Securities InlOut of Account
- Dividends, loftiest and Othet Income
- Total Taxes Withheld
- Net Other Activity
- Net Chan ,e in Portfolio
- Sweep Money Market Fund
- MONEY FUND PURCHASE
- MONEY FUND REDEMPTION
- INCOMEREINVEST
- FOREIGN CUSTODY FE
- CORPORATE ACTIONS FAIR
- FEDERAL FUNDS SENT
- FEDERAL FUNDS RECEIVED
- MERGER SECURITY EXCHANGED
- BOAD INTEREST RECEIVED
- FOREIGN BOND INTEREST
- CAW DIVIDEND RECEIVED
- BOND INTEREST ADJUSTMENT
- LONG TERM CAPITAL GAIN DISTRIBUTION
- SHORT TERM CAPITAL GAIN DISTRIBUTION
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
People 1
Organizations 62
Deutsche Asset & Wealth ManagementSOUTHERN FINANCIAL LLCDeutsche BankWASHINGTON NUT NTG SECS CORPEARTHUNK INCFRONTIER COMMUNICATIONS CORPLLOYDS TSB BK PLCBARCLAYS BK PLCPM ORGAN CHASE & COBANK AMER CORPSOUTHERN CALIF EDISON COGENERAL ELEC COGENERAL SIC COCITIGROUP INCLBG CAPITAL NO 1 PLCLLOYDS BANKING GROUP PLCM OBILEYE NVAKORN INCAUBABA GROUP BLDG LTDALUANZ SEAPOLLO GLOBAL M GM T LLCAPPLE INCARIAD PHARMACEUTICALS INCASCENA RETAIL GROUP INCAVALANCHE BIOTECHNOLOGIES INCBASF SEBANK OF NEW YORK M ELLON CORPBIOGEN IDEC INCDISH NETWORK CORPFACEBOOK INCFOUNDATION MEDICINE INCGENERAL ELECTRIC COGENERAL MTRS COGILEAD SCIENCES INCGLAXOSM1THKUNE PLCGLOBAL PARTNER ACQUISITION CORPGODADDY INCHEALTH NET INCMATCH GROUP INCSAMOAN 0 BIOSCIENCES INCSANTANDER CONSUM ER USA HLDGS INCSQUARE INCTERRAFORM GLOBAL INCTWITTER INCVIACOM INCVOLKSWAGEN A GWISDOM TREE IN YTS INCALLY ANL INCGM AC CAP TR IROYAL BK SCOTLAND GP PLCWISDOM TREE TRPershing LLCEmergency Economic Stabilization Act of 2008Options Clearing CorporationFinancial Industry Regulatory AuthoritySecurities Investor Protection CorporationStandard & PoolsTHE BANK OF NEW YORKHSBC BANK USA, NATIOCitadelInternal Revenue CodeIRS
Locations 5
ST THOMAS VI 00802Baltimore, MDNew YorkNew JerseyJersey City
Financial Entities 5
Deutsche Asset & Wealth ManagementDeutsche BankPershing LLCTHE BANK OF NEW YORKHSBC BANK USA, NATIO
Text Analysis
- Tone
- Professional
- Purpose
- This document is a financial statement providing a summary of account activity, asset allocation, and portfolio holdings for Southern Financial LLC during the specified period.
- Significance
- This document provides a detailed overview of the financial activities and holdings of Southern Financial LLC, offering insights into investment strategies and performance.
File Info
- File Name
- EFTA01288772.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:02.040073
- DOJ Source
- View on DOJ