Illegal Activity
none
Blackmail
none
Date
2016-02-29
Document Type
financial statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a financial statement for Southern Financial LLC from Deutsche Asset & Wealth Management, detailing the account's performance, asset allocation, and transactions for the period. It includes information about FDIC insured bank deposits, securities transactions, and important disclosures regarding pricing and potential risks.
Metadata
- Subject
- Portfolio at a Glance
- Sender
- Deutsche Asset & Wealth Management
- Recipients
- —
- Document ID
- N4G026161
- Date
- 2016-02-29
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | Client-Advisor | Deutsche Asset & Wealth Management | Deutsche Asset & Wealth Management provides financial services to Southern Financial LLC. |
| Pershing LLC | Clearing Broker | Financial Institution | Pershing carries the account as a clearing broker for the financial institution. |
Financial Information
Amounts:7,647,680.67 USD68,073,747.74 USD-2,408,751.59 USD-5,185,557.00 USD53,252.08 USD479,439.16 USD29.72 USD97.05 USD538.20 USD697.05 USD2,408,854.51 USD2,408.721 87 USD5.665.093.20 USD5.238.838 80 USD8,073,747.74 USD67,647,560.87 USD0.00 USD250,000 USD5.185.557.00 USD2,408,751.59 USD2,401,72117 USD1,185,557.00 USD13.820 000 USD2,401751.59 USD14,000.000 USD75.5800 USD1,058,120.50 USD97.3400 USD1,382,780.02 USD304,639.52 USD29,120.00 USD7,200.000 USD98.9500 USD712140.29 USD700.847.98 USD-11,592.31 USD14,97610 USD32,620.000 USD3,227,150.30 USD3,175,230.80 USD.52.51930 USD67,849.60 USD4198111 09 USD5,235,038.00 USD240,527.71 USD111,945.00 USD4,998,311.09 USD5,238,838.80 USD112,012.93 USD
Assets:
- Cash, Money Funds, and Bank Deposits
- Equities
- Common Stocks
- FDIC Insured Bank Deposits
- APPLE INC COY
Transactions:
- Withdrawal of 2,108.751.59 USD
- Deposit of 29.72 USD
- Securities Withdrawals and Deposits: APPLE INC COM TRANS TO N4G-023804 1,185,557.00 USD
- Dividends and Interest: FDIC INSURED BANK DEPOSITS INTEREST CREDITED INCOME 29.72 USD
- Cash Withdrawals and Deposits: TRANS TO N4G-023804 -2,401751.59 USD
- FDIC Insured Bank Deposits: INSURED DEPOSITS PROGRAM FULL PRINCIPAL REDEEMED 2,401,72117 USD
- FDIC INSURED BANK DEPOSITS INTEREST CREDITED 67.33 USD
- FDIC INSURED BANK DEPOSITS INTEREST REINVESTED 67.33 USD
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 2
Organizations 23
Deutsche Asset & Wealth ManagementSouthern Financial LLCEuropean Central Bank (ECB)FDICSecurities Investor Protection Corporation (SIPC)Federal Deposit Insurance Corporation (FDIC)DWS InvestmentsSECPershing LLCFinancial Industry Regulatory AuthorityOptions Clearing CorporationAssociated Bank NAAndroscoggin BankBUTCitibank H.A.Compass BankDeutsche Bank Trs1 CoEast West BankFlushing BankHuntington National 8Israel Discount BankTriState Capital BankApple Inc
Locations 5
Baltimore, MDST THOMAS VI6100 RED HOOK QUARTER B3New YorkJersey City, New Jersey
Financial Entities 2
Deutsche BankPershing
Text Analysis
- Tone
- Informative
- Purpose
- To provide a financial statement for Southern Financial LLC's account, detailing account value, transactions, and holdings.
- Significance
- This document provides a snapshot of the financial activity and holdings of Southern Financial LLC during the specified period. It includes information about FDIC insured bank deposits, securities transactions, and asset allocation.
File Info
- File Name
- EFTA01291885.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:36.872362
- DOJ Source
- View on DOJ