Illegal Activity
none
Blackmail
none
Date
07/24/2018
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a due diligence report on Southern Financial LLC, prepared by Reena Chandwani on July 24, 2018. The report summarizes the results of searches in various databases, including RDC, FIRCOSOFT, and D&B, and notes that there was no significant negative media found.
Metadata
- Subject
- NAME SEARCHED : Southern Financial LLC
- Sender
- Reena Chandwani, Research Analyst
- Recipients
- —
- Document ID
- Stifir_GM_00061266
- Date
- 07/24/2018
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | business | AML Compliance | PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. |
| D Harris | employment | Southern Financial LLC | D Harris is listed as Principal of Southern Financial LLC |
Notable Quotes 1
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Legal Compliance
- Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
People 2
Organizations 8
Southern Financial LLCAML ComplianceRDCFIRCOSOFTD&BSmartlinxDun & Bradstreet, IncWorldbase
Locations 5
UNITED STATESALTAMONTE SPRINGS, FL 327142506USACOUNTY: SEMINOLEREGION: NORTH AMERICA
Text Analysis
- Tone
- Professional
- Purpose
- To provide due diligence research results on Southern Financial LLC.
- Significance
- This document shows the results of due diligence research conducted on Southern Financial LLC, including searches in various databases for negative media, sanctions lists, and court cases.
File Info
- File Name
- EFTA01297798.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:25.730627
- DOJ Source
- View on DOJ