Illegal Activity
suspicious
Blackmail
none
Date
8/17/2018
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a due diligence report on Richard Kahn, conducted by PWM BIS-RESEARCH. It includes information from various databases, media sources, and public records, highlighting a court case, business affiliations, and an NYSE Arca Enforcement action.
Metadata
- Subject
- NAME SEARCHED: Richard Kahn PWM BIS-RESEARCH performed due diligence research
- Sender
- Manna choudlcuy, Research Analyst
- Recipients
- —
- Document ID
- KYC 1977694
- Date
- 8/17/2018
Illegal Activity
- Severity
- suspicious
- Description
- The document mentions an NYSE Arca Enforcement action against Richard Kahn, which could indicate past regulatory violations or other concerning behavior.
- Content Type
- first_hand
Relationships 11
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | legal | VISADOR HOLDING CORPORATION | Plaintiff in a breach of contract claim against the defendant. |
| Richard Kahn | business | ARC HOLDING INC. | Richard Kahn is associated with ARC HOLDING INC. |
| Richard Kahn | business | ARKAY CAPITAL CORP. | Richard Kahn is associated with ARKAY CAPITAL CORP. |
| Richard Kahn | business | HBRK ASSOCIATES INC. | Richard Kahn is associated with HBRK ASSOCIATES INC. |
| Richard Kahn | business | K 8 F CAPITAL CORP. | Richard Kahn is associated with K 8 F CAPITAL CORP. |
| Richard Kahn | business | RDK ASSET MANAGEMENT INC. | Richard Kahn is associated with RDK ASSET MANAGEMENT INC. |
| Richard Kahn | business | THE C.O.U.O. FOUNDATION, INC. | Richard Kahn is associated with THE C.O.U.O. FOUNDATION, INC. |
| Richard Kahn | personal | LISA GALE MINSKY | Potential relative |
| Richard Kahn | personal | CAROL RUBIN KAHN | Potential relative |
| Richard Kahn | personal | IRENE L KAHN | Potential relative |
| Richard Kahn | personal | FRANCINE L KAHN | Potential relative |
Notable Quotes 3
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
The plaintiff has the initial burden of establishing a prima facie case of personal jurisdiction over a nonresident defendant.
A federal court must have both statutory and constitutional authority to assert jurisdiction over a nonresident defendant.
Red Flags 3
- RDC Alert
- Court Cases Information Found
- NYSE Arca Enforcement action against Richard Kahn
Financial Information
Amounts:$176,471$1.000,000$81.397$429,167$123.611$678.697$225.720$1,000:000$11,280$0$139.826$803.571$148.281$744.932$80.556$448.387$208.387$965.909$1518000$1243500$1,783
Assets:
- Real Property in SUFFOLK County, NY
- Motor Vehicle Registrations
- Judgments/Liens
- UCC Liens
Transactions:
- Sale Price: $1518000
- Assessed Value: $1243500
Media & Journalist References
- Negative Media: No Information Found
- Non-Negative Media: Not Required
- Other Language Media: Not Required
Public Knowledge
- Context
- The information regarding Richard Kahn's business affiliations, legal case, and regulatory actions could be of interest to the media.
- Media Worthy
- Yes
Legal Compliance
- RDC Alert (please see attached)
- Court Cases Information Found(please see attached) Review by legal May be Required
- NYSE Arca Enforcement action against Richard Kahn
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationEmployment/staffingBusiness dealings
People 12
Organizations 55
PWM BIS-RESEARCHAML ComplianceRDCFIRCOSOFTBISD&BSmartlinxDeutsche Bank ASHLexisNexisReed Elsevier Inc.NYSE Arca EnforcementNew York Stock ExchangeVISADOR HOLDING CORPORATIONCrowther Law FirmStewart Melvin & Frost, LLPCoffman StairsCrown ColumnsSun Intern, Hotels, Ltd.Essex Ins. Co., Ltd.International Life Ins. Co.Innovative Clinical & Consulting Servs., LLCFirst Nat'l BankDatacom Warranty Corp.The Phone Connection of Kansas, Inc.Peridyne Technology Solutions, LLCMatheson Fast Freight, Inc.Burger King Corp.International Shoe Co.Helicopteros Nacionales de Colombia, S.A.Francosteel Corp.MN CharmBorg-Warner Acceptance Corp.Lovett & Tharpe, Inc.Gold Kist, Inc.Baskin-Robbins Ice Cream Co.Bond v. Octagon Process, Inc.Zippo Mfg. Co.Zippo Dot CornBarton Southern Co.Manhole Barrier SystemsWorld-Wide Volkswagen Corp.Asahi Metal Industry Co.Info4CARC HOLDING INC.ARKAY CAPITAL CORP.HBRK ASSOCIATES INC.K 8 F CAPITAL CORP.RDK ASSET MANAGEMENT INC.THE C.O.U.O. FOUNDATION, INC.FIRST REPUBLIC BANKALASKA FREEDOM FISHNBROOKLYN TOFUF&J RESTAURANT GROUP LLCWEST COAST WATER SPECIALISTS INCSYRACUSE UNIVERSITY
Locations 14
UNITED STATESGeorgiaAtlanta, GA USAGainesville, GA USADelawareVirginiaMarion, VirginiaNorth CarolinaKansasCaliforniaSUFFOLK County, NYNEW YORK CITYNEW YORKSAN FRANCISCO, CA US
Financial Entities 1
FIRST REPUBLIC BANK
Text Analysis
- Tone
- Informative
- Purpose
- To provide due diligence research results on Richard Kahn, including potential risks and relevant information for AML compliance.
- Significance
- This document is a due diligence report on Richard Kahn, providing information on his background, potential risks, and business affiliations. It highlights a court case involving Kahn and Visador Holding Corporation, as well as various business entities associated with him.
File Info
- File Name
- EFTA01297892.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:32.058169
- DOJ Source
- View on DOJ