Illegal Activity
concerning
Blackmail
none
Date
2004-12-22
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
The document is a report detailing SEC violations, including insider trading and securities fraud, by Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick. The Securities and Exchange Commission announced that the Honorable David C. Norton entered Final Judgments as to the defendants.
Metadata
- Subject
- Southern Financial Group, Inc. - SEC Violations (Insider Trading, Securities Fraud)
- Sender
- —
- Recipients
- —
- Document ID
- SDNY_GM_00064542
- Date
- 2004-12-22
Illegal Activity
- Severity
- concerning
- Description
- The document details SEC violations including insider trading and securities fraud committed by Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick.
- Categories
- Insider TradingSecurities Fraud
- Content Type
- first_hand
Evidence:
- SEC Violations (Insider Trading, Securities Fraud)
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial Group, Inc. | business | Richard M. Wooten | Defendants in SEC litigation |
| Southern Financial Group, Inc. | business | Charles Dennis McKittrick | Defendants in SEC litigation |
Notable Quotes 1
The Securities and Exchange Commission announced that the Honorable David C. Norton. United States District Judge for the District of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick).
Red Flags 1
- SEC Violations (Insider Trading, Securities Fraud)
Media & Journalist References
- SEC Litigation Releases - 2003, 05/07/2009
Public Knowledge
- Context
- SEC litigation releases are generally public information.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- SEC Violations (Insider Trading, Securities Fraud)
- Disciplinary, Regulatory Action
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowAllegations/complaintsIllegal activities
Organizations 5
Southern Financial Group, Inc.SECSecurities and Exchange CommissionUnited States District Judge for the District of South CarolinaCharleston Division
Locations 3
South CarolinaUNITED STATESCharleston
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about SEC violations and disciplinary actions against Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick.
- Significance
- This document details SEC violations including insider trading and securities fraud involving Southern Financial Group, Inc. and its associates.
File Info
- File Name
- EFTA01299058.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:18.544917
- DOJ Source
- View on DOJ