Illegal Activity
none
Blackmail
none
Date
2013-11-01
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Michael Vila sends an email to Amanda Kirby revising a previous alert regarding Richard D Kahn. The alert was cleared as a false positive after AML Compliance reviewed an email from Mr. Kahn and found his statements to be reasonable evidence.
Metadata
- Subject
- Revised_CLEARED_Richard D Kahn rdc alert [I]
- Sender
- Michael Vila
- Recipients
- Amanda Kirby
- Document ID
- —
- Date
- 2013-11-01
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard D Kahn | Employment | HBRK Associates Inc | Richard D Kahn works at HBRK Associates Inc. |
| Richard D Kahn | Previous Affiliation | PennMont Securities | Richard Kahn was a limited partner of PennMont Securities. |
| Michael Vila | Employment | Deutsche Bank Securities Inc. | Michael Vila is a Team Manager at Deutsche Bank Securities Inc. |
| Amanda Kirby | Employment | Deutsche Bank | Amanda Kirby works at Deutsche Bank |
Notable Quotes 2
AML Compliance finds these statements made by our Mr. Kahn reasonable evidence, and clears this alert as a false positive.
The below RDC alerts do pertain to our client. Richard D Kahn is the person in question. However, he will not be a client of the bank. We are opening an account for a trust, for which he is a trustee.
Legal Compliance
- PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory control deficiencies.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 7
PWMUS AMLKYCHBRK Associates IncPennMont SecuritiesNASDAQ OMX PHLXNYSE ArcaDeutsche Bank Securities Inc.Asset & Wealth Management
Locations 2
NYSA Arca5022 Gate Pa Suite 400. 32256 Jacksonville. USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To revise a previous alert regarding Richard D Kahn and to clear him as a false positive.
- Significance
- The document shows the process of AML compliance at Deutsche Bank and the steps taken to verify the identity of a potential client.
File Info
- File Name
- EFTA01299283.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:11.777338
- DOJ Source
- View on DOJ