Illegal Activity
none
Blackmail
none
Date
2010-03-10
Document Type
image
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:45
Summary
The image is a scanned report listing mutual fund managers with assets between $5 and $25 billion as of Q1 2010, including their assets, fund flows, and Morningstar ratings. The document indicates that confidential treatment was requested by JPMorgan Chase.
Metadata
- Subject
- Mutual fund managers with $5 to $25 billion in assets
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- 2010-03-10
Document Extraction
- Document Type
- report
- Date
- 2010-03-10
- Letterhead
- J.P.Morgan
- Reference #
- SDNY_GM_00077845JPM-SDNY-000000972EFTA_00188313
Key Points:
- Mutual fund manager data as of Q1 2010
- Includes total mutual fund assets, net new mutual fund flows, and Morningstar ratings
Full Text Transcription:
Mutual fund managers with $5 to $25 billion in assets under management
Sorted by total mutual fund AUM as of Q1 2010 ($mm)
Manager name
Ownership
Total mutual fund assets
Net new mutual fund flows
Morningstar equity "star" rating
Morningstar fixed-income "star" rating
3/10
12/09
12/08
12/07
12/06
YTD
2010
2009
2008
5
4
3
2
1
NR
assets
Stars
Stars
Stars
Star
Star
NR
assets
Stars
Stars
Stars
Star
Star
Artio Global Mgmt
Loomis Sayles
ING investments
Transamerica AM
GE Asset Mgmt
Van Eck
Virtus Instl Prtns
Gabelli
MassMutual Finl
American Beacon
Lazard Asset Mgmt
InvescoPowerShares
Fairholme Cap Mgmt
Baron Asset
So Eastn/Longleaf
Ryder Investments
Victory Capital
Manning & Napier Advr
Calvert
Vantagepoint
William Blair
Massachusetts Asian Fds
Cohen & Steers
MetropolitanW AM
TD Asset Mgmt
Third Avenue
Thrivent Financial
State Farm
PNC Capital Adv
Nationwide Funds
Fifth Third Asset
TCW Management
First Pacific Adv
M&I Investment Mgmt
GuideStone Capital Mgmt
Managers Funds
Mfrs & Traders
Sentinel Asset Mgmt
AIG Capital
Highmark Capital
Transamerica Adv
Scout Investment
Aston Asset Mgmt
Source: Strategic Insight Simfund / MF
Istitution type: AM = Asset Manager/Independent; B = Bank/Broker dealer; I = Insurance; O = Other
INTERNAL
Confidential Treatment Requested by JPMorgan Chase
1
J.P.Morgan
SDNY_GM_00077845
JPM-SDNY-000000972
EFTA_00188313
Image Classification
- Category
- document_scan
- Subcategory
- report
- Quality
- high
Scene Analysis
- Setting
- indoor
- Location Type
- office
- Identified Location
- Unknown
- Atmosphere
- professional
- Time of Day
- daytime
- Season/Weather
Sensitivity Assessment
- Level
- none
- Description
- The image contains financial data, but it does not appear to be particularly sensitive.
- Exploitation Risk
- none
Full Image Description
The image is a scanned document, specifically a report titled "Mutual fund managers with $5 to $25 billion in assets under management." The report is sorted by total mutual fund AUM as of Q1 2010 and presents data in a tabular format. The table includes columns for manager name, ownership, total mutual fund assets (for various dates), net new mutual fund flows (for YTD, 2010, 2009, and 2008), and Morningstar equity and fixed-income star ratings. The bottom of the image contains source information, a key for institution types, and the phrase "Confidential Treatment Requested by JPMorgan Chase." The document also includes reference numbers such as SDNY_GM_00077845 and EFTA_00188313. The overall quality of the image is high, with clear text and well-defined table borders.
Text in Image
- Content
- Mutual fund managers with $5 to $25 billion in assets under managementSorted by total mutual fund AUM as of Q1 2010 ($mm)Manager nameOwnershipTotal mutual fund assetsNet new mutual fund flowsMorningstar equity "star" ratingMorningstar fixed-income "star" rating3/1012/0912/0812/0712/06YTD20102009200854321NRassetsStarsStarsStarsStarStarNRassetsStarsStarsStarsStarStarLoomis SaylesArtio Global MgmtING investmentsTransamerica AMGE Asset MgmtVan EckVirtus Instl PrtnsGabelliMassMutual FinlAmerican BeaconLazard Asset MgmtInvescoPowerSharesFairholme Cap MgmtBaron AssetSo Eastn/LongleafRyder InvestmentsVictory CapitalManning & Napier AdvrCalvertVantagepointWilliam BlairMassachusetts Asian FdsCohen & SteersMetropolitanW AMTD Asset MgmtThird AvenueThrivent FinancialState FarmPNC Capital AdvNationwide FundsFifth Third AssetTCW ManagementFirst Pacific AdvM&I Investment MgmtGuideStone Capital MgmtManagers FundsMfrs & TradersSentinel Asset MgmtAIG CapitalHighmark CapitalTransamerica AdvScout InvestmentAston Asset MgmtSource: Strategic Insight Simfund / MFI = Insurance; O = OtherIstitution type: AM = Asset Manager/Independent; B = Bank/Broker dealer;INTERNALConfidential Treatment Requested by JPMorgan Chase1J.P.MorganSDNY_GM_00077845JPM-SDNY-000000972EFTA_00188313
- Type
- printedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprintedprinted
- Language
- en
- Significance
- The text provides information about mutual fund managers, their assets, and their Morningstar ratings.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 46
Artio Global MgmtLoomis SaylesING investmentsTransamerica AMGE Asset MgmtVan EckVirtus Instl PrtnsGabelliMassMutual FinlAmerican BeaconLazard Asset MgmtInvescoPowerSharesFairholme Cap MgmtBaron AssetSo Eastn/LongleafRyder InvestmentsVictory CapitalManning & Napier AdvrCalvertVantagepointWilliam BlairMassachusetts Asian FdsCohen & SteersMetropolitanW AMTD Asset MgmtThird AvenueThrivent FinancialState FarmPNC Capital AdvNationwide FundsFifth Third AssetTCW ManagementFirst Pacific AdvM&I Investment MgmtGuideStone Capital MgmtManagers FundsMfrs & TradersSentinel Asset MgmtAIG CapitalHighmark CapitalTransamerica AdvScout InvestmentAston Asset MgmtStrategic Insight SimfundJPMorgan ChaseJ.P.Morgan
File Info
- File Name
- EFTA01300667_p1_i0.png
- Dataset
- dataset_10
- Type
- Image
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:45:14.992155
- DOJ Source
- View on DOJ