Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a form for transferring assets to Pershing LLC, including instructions for partial transfers, direct mutual funds, and liquidations. It also includes certifications related to retirement plan rollovers and successor custodian appointments.
Metadata
- Subject
- Partial Transfers, Direct Mutual Funds and Liquidations
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0028940, SDNY_GM_00 175124
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing LLC | Successor Custodian | Prior Trustee | Pershing LLC accepts appointment as successor custodian. |
Notable Quotes 2
Pershing LLC accepts appointment as successor custodian.
I understand the rules and conditions and I have met the requirements for making a rollover. Due to the important tax consequences of rolling over funds or property. I have been advised to see a tax professional.
Financial Information
Transactions:
- Partial Transfers
- Direct Mutual Funds
- Liquidations
- Rollover
- Transfer in Kind
- Liquidate
- Cash
- Reinvest
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
People 1
Organizations 3
Pershing LLCNYSENASD
Text Analysis
- Tone
- Informative
- Purpose
- This document appears to be a form for transferring assets to Pershing LLC.
- Significance
- This document outlines the process for transferring assets, including retirement plans, to Pershing LLC.
File Info
- File Name
- EFTA01343950.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:52.614216
- DOJ Source
- View on DOJ