Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a form used to initiate the transfer, liquidation, or rollover of assets, including mutual funds. It outlines the instructions, certifications, and authorizations required for the process.
Metadata
- Subject
- Partial Transfers, Direct Mutual Funds and Liquidations
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing LLC | business | custodian | Pershing LLC accepts appointment as successor custodian. |
Notable Quotes 2
Pershing LLC accepts appointment as successor custodian.
I understand that you will contact me with respect to the disposition of any assets in my brokerage account that are nontransferable.
Financial Information
Amounts:28366.12 US Dollar
Transactions:
- Transfer of assets
- Rollover of assets
- Liquidation of assets
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 2
Pershing LLCNASD
Text Analysis
- Tone
- Informative
- Purpose
- This document is a form for initiating partial transfers, direct mutual funds, and liquidations of assets.
- Significance
- This document outlines the process for transferring assets between financial institutions.
File Info
- File Name
- EFTA01344421.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:34.756221
- DOJ Source
- View on DOJ