Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a form for partial transfers, direct mutual funds, and liquidations. It outlines instructions for transferring assets, including options for reinvestment and liquidation, and requires client signatures and certifications.
Metadata
- Subject
- PARTIAL TRANSFERS. DIRECT MUTUAL FUNDS AND LIQUIDATIONS
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing LLC | Custodian | Client | Pershing LLC accepts appointment as successor custodian. |
Notable Quotes 2
I understand that upon receiving a copy of ars karst (sr informalton. you nil cancel all open orders for my account on your books.
I affirm that I have destroyed or returned to you credit/debit cards and/or unused checks issued tome n CalnettiOn With my brokerage annuli I understand dial yOU will contact MO With respect to the disposition of any assets in my brokerage account that are nontranslerable.
Financial Information
Amounts:5001766.642704385.1513635002057601.37445000333795833331062023996250
Transactions:
- Partial transfers
- Direct mutual funds and liquidations
- Transfer in Kind
- Liquidate
- Cash
- Reinvest
- Rollover
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 3
PershingPershing LLCNASD
Locations 1
NYS
Text Analysis
- Tone
- Professional
- Purpose
- To document instructions for partial transfers, direct mutual funds, and liquidations of assets.
- Significance
- This document outlines the process for transferring assets between financial institutions.
File Info
- File Name
- EFTA01344423.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:22.190217
- DOJ Source
- View on DOJ