Illegal Activity
none
Blackmail
none
Date
2018-06-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn forwards an email regarding USA Patriot Act compliance to Stewart Oldfield for clarification. The attached document from Deutsche Bank outlines procedures for opening new accounts and complying with the USA PATRIOT Act and Regulation GG, including restrictions on transactions related to unlawful internet gambling and designated banks.
Metadata
- Subject
- Re: USA Patriot Act Customer Identification Program Notification
- Sender
- Richard Kahn
- Recipients
- Stewart Oldfield
- Document ID
- EFTA01352578
- Date
- 2018-06-11
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | email correspondence | Stewart Oldfield | Richard Kahn forwards an email from Nathan Head regarding USA Patriot Act compliance to Stewart Oldfield, asking what it relates to. Stewart Oldfield responds that it may be related to reactivated global markets accounts and asks for JEE's dates for France. |
| Nathan Head | email correspondence | Richard Kahn | Nathan Head sends Richard Kahn a notification regarding the USA Patriot Act Customer Identification Program on behalf of Southern Financial, LLC. |
| Deutsche Bank | Financial Institution - Client | Client | Deutsche Bank provides information to clients regarding compliance with the USA PATRIOT Act and Regulation GG. |
Notable Quotes 2
To help the government fight the funding of terrorism and money laundering activities, pursuant to Federal regulations that became effective on October 1, 2003, Section 326 of the USA PATRIOT Act requires all financial institutions to obtain, verify, and record information that identifies each person or legal entity that opens an account.
Pursuant to the Unlawful Internet Gambling Enforcement Act of 2006 ("UIGEA") and implementing regulations issued by Federal regulatory authorities ("Regulation GG"), the U.S. subsidiaries and affiliates of Deutsche Bank ("DBUS") are, where applicable, required to develop policies and procedures that are reasonably designed to prevent payments in connection with unlawful Internet gambling (such payments are deemed to be "restricted transactions").
Public Knowledge
- Context
- Information regarding USA PATRIOT Act and Regulation GG compliance is generally known within the financial industry.
- Likely Public
- True
Legal Compliance
- Compliance with USA PATRIOT Act Section 326 Customer Identification Program
- Compliance with Regulation GG (Unlawful Internet Gambling Enforcement Act of 2006)
- Restrictions on correspondent accounts for designated banks under section 311 of the USA PATRIOT Act
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondenceCompliance issues
People 10
Organizations 11
HBRK Associates Inc.Southern Financial, LLCDeutsche BankDeutsche Bank USA Core CorporationDelta Asia Credit LimitedDelta Asia Insurance LimitedCommercial Bank of SyriaSyrian Lebanese Commercial BankFBME Bank Ltd (f.k.a. Federal Bank of the Middle East Ltd.)Malawi Exchange Co.Kassem Rmeiti & Co. For Exchange
Locations 6
FranceUSANew York NY575 Lexington Avenue 4th FloorJacksonville, FL5201 Gate Parkway
Financial Entities 7
Deutsche BankSouthern Financial, LLCBanco Delta AsiaCommercial Bank of SyriaFBME Bank Ltd (f.k.a. Federal Bank of the Middle East Ltd.)Malawi Exchange Co.Kassem Rmeiti & Co. For Exchange
Text Analysis
- Tone
- Informative, professional
- Purpose
- The email chain discusses compliance with the USA Patriot Act and seeks clarification on the relevance of a notification. The attached document from Deutsche Bank informs clients about procedures for opening a new account and compliance with the USA PATRIOT Act and Regulation GG.
- Significance
- The document highlights the importance of financial institutions complying with regulations related to anti-terrorism and anti-money laundering.
File Info
- File Name
- EFTA01352578.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:04.971896
- DOJ Source
- View on DOJ