Illegal Activity
none
Blackmail
none
Date
2018-02-08
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a continuation of an account agreement between a client and DBSI. It outlines the terms and conditions related to indebtedness, fees, insurance, cash sweep options, credit information, communications, and joint accounts.
Metadata
- Subject
- Account Agreement (continued)
- Sender
- —
- Recipients
- —
- Document ID
- WM189778 015684.080218
- Date
- 2018-02-08
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | DBSI | Client maintains retirement accounts with DBSI and agrees to terms of account agreement. |
| DBSI | Business | Pershing | DBSI uses Pershing for certain account functions. |
Notable Quotes 2
Client understands that the assets in Client's Account are subject to the risk of partial or total loss due to market fluctuations or the insolvency of the Issuer(s).
Client agrees to notify DBSI in writing, within ten (10) days after transmittal to Client of a confirmation, of any objection Client has to any transaction in Client's Account(s).
Financial Information
Assets:
- Securities
- Other Property
- Cash balances
- Shares of mutual fund
Transactions:
- Fees charged to account
- Indebtedness satisfaction
- Liquidation of securities
Legal Compliance
- Client agrees to satisfy indebtedness upon demand.
- Client authorizes DBSI and Pershing to obtain credit reports.
- Client consents to DBSI recording telephone calls.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
DBSIDeutsche Bank AGPershingFederal Deposit Insurance Corporation (FDIC)
Financial Entities 2
Deutsche Bank AGPershing
Text Analysis
- Tone
- Professional
- Purpose
- To outline the terms and conditions of a client's account agreement with DBSI.
- Significance
- This document details the legal and financial responsibilities of both the client and DBSI regarding the client's account.
File Info
- File Name
- EFTA01353375.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:37.058712
- DOJ Source
- View on DOJ