Illegal Activity
none
Blackmail
none
Date
2018-02-08
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a margin addendum to an account agreement between a client and DBSI/Pershing. It outlines the terms and conditions of the margin account, including the risks, responsibilities, and rights of DBSI/Pershing to manage and liquidate assets.
Metadata
- Subject
- Margin addendum to account agreement
- Sender
- —
- Recipients
- —
- Document ID
- NA.4189778
- Date
- 2018-02-08
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Contractual | DBSI | Client agrees to terms and conditions of margin account with DBSI. |
| Client | Contractual | Pershing | Client agrees to terms and conditions of margin account with Pershing. |
Notable Quotes 2
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest...in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affiliates or Pershing.
As such, DBSI or Pershing has the right to demand at any time the immediate payment of all or any portion of a margin balance.
Red Flags 1
- DBSI and Pershing have the right to liquidate any Securities and Other Property held in the Margin Account whenever DBSI or Pershing deems it necessary for its protection.
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledges
- Repledges
- Hypothecation
- Rehypothecation
- Liquidations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
PershingDBSIDeutsche Bank
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a margin account between the client and DBSI/Pershing.
- Significance
- This document outlines the risks and responsibilities associated with margin trading, including the right of DBSI/Pershing to liquidate assets.
File Info
- File Name
- EFTA01353382.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:35.725177
- DOJ Source
- View on DOJ