Illegal Activity
none
Blackmail
none
Date
2010
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a margin agreement between a client and DBSI, outlining the terms for margin trading and securities lending. It includes an arbitration clause and requires client acknowledgment of the agreement's terms.
Metadata
- Subject
- Margin Agreement
- Sender
- —
- Recipients
- —
- Document ID
- WM1S9778 015684,060218
- Date
- 2010
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | DBSI | Client enters into a margin agreement with DBSI, allowing DBSI to loan out client's securities. |
| Client | Business | Pershing | Client's securities may be loaned to Pershing. |
Notable Quotes 2
By signing this agreement the client acknowledges that client's securities not fully paid for may be loaned to DBSI or to Pershing or loaned out to others.
This agreement is subject to the pre-dispute arbitration clause in Section III, page 7, of the account agreement.
Financial Information
Assets:
- Securities
Transactions:
- Securities lending
- Margin account borrowing
Legal Compliance
- Pre-dispute arbitration clause
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
DBSIPershingDeutsche Danl
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a margin account between a client and DBSI.
- Significance
- Outlines the agreement for margin trading, including the lending of securities and arbitration clause.
File Info
- File Name
- EFTA01353384.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:49.531309
- DOJ Source
- View on DOJ