Illegal Activity
none
Blackmail
none
Date
201r3
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Customer Identification Program notice from Deutsche Bank, informing customers about the legal requirements to identify and verify their information to combat money laundering and terrorist financing. It outlines the bank's obligations and the customer's responsibility to provide accurate and updated information.
Metadata
- Subject
- Customer Identification Program Notice
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- WM189470 006431.01181B
- Date
- 201r3
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Wealth Management | subsidiary | Deutsche Bank AG | Deutsche Bank Wealth Management represents the wealth management activities conducted in Deutsche Bank AG and its subsidiaries. |
| Deutsche Bank Securities Inc. | member | FINRA | Deutsche Bank Securities Inc. is a member of FINRA. |
| Deutsche Bank Securities Inc. | member | NYSE | Deutsche Bank Securities Inc. is a member of NYSE. |
| Deutsche Bank Securities Inc. | member | SIPC | Deutsche Bank Securities Inc. is a member of SIPC. |
Notable Quotes 2
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution.
Governmental rules have also broadened the scope of our firm's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients.
Public Knowledge
- Context
- Customer Identification Programs are standard practice for financial institutions.
- Likely Public
- True
Legal Compliance
- Compliance with Federal law regarding customer identification and anti-money laundering regulations.
- Obligation to ask customers questions regarding their identities, addresses, source of funds, and legal representatives.
- Requirement for clients to notify the bank of any changes in personal or institutional information.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCompliance/regulatory
Organizations 6
Deutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.FINRANYSESIPC
Locations 1
United States
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative
- Purpose
- To inform customers about the Customer Identification Program and the bank's obligations to fight money laundering and terrorist financing.
- Significance
- This document outlines the legal requirements for financial institutions to identify and verify customers to prevent illegal financial activities.
File Info
- File Name
- EFTA01353400.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:26.585828
- DOJ Source
- View on DOJ