Illegal Activity
none
Blackmail
none
Date
2009-02-01
Document Type
Legal Document
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This legal document defines 'ordinary cash dividend' and outlines the rules for adjusting options contracts based on cash dividends or distributions. It specifies different rules for options series designated as 'grandfathered' and those announced on or after February 1, 2009.
Metadata
- Subject
- Definition of Ordinary Cash Dividend
- Sender
- —
- Recipients
- —
- Document ID
- SDNY_GM_00184105
- Date
- 2009-02-01
Notable Quotes 2
As a general rule, no adjustment is made for ordinary cash dividends or cash distributions.
In the case of all other options series, a cash dividend or distribution announced on or after February 1. 2009, will generally be considered "ordinary," regardless of size.
Financial Information
Amounts:10%$12.50$.125
Assets:
- fund shares
- options series
- underlying security
Transactions:
- cash dividends
- cash distributions
- capital gains distributions
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 1
OCC
Text Analysis
- Tone
- Formal
- Purpose
- To define 'ordinary cash dividend' for the purpose of adjustments to options contracts.
- Significance
- This document clarifies the rules for adjusting options contracts in response to cash dividends or distributions, particularly in the context of the 2007 Supplement and changes implemented in 2009.
File Info
- File Name
- EFTA01353513.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:39.364847
- DOJ Source
- View on DOJ