Illegal Activity
none
Blackmail
none
Date
2018
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an options agreement between DBSI and its customer, outlining the terms and conditions for trading options, including margin requirements, order execution, and DBSI's rights to protect itself. The agreement is governed by the laws of New York and covers all options transactions and accounts.
Metadata
- Subject
- DBSI Options Agreement
- Sender
- DBSI
- Recipients
- —
- Document ID
- WM189768 010721.051018
- Date
- 2018
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Customer | Business | DBSI | Agreement between customer and DBSI regarding options trading. |
Notable Quotes 2
I understand that DBSI has policies which may be more restrictive than or impose requirements in addition to those of the Exchanges, FINRA or the New York Stock Exchange. I agree to abide by such policies as a condition of doing business with DBSI.
DBSI is authorized, in its sole discretion and without notification to me, to take any and all steps necessary to protect itself in connection with put and/or call transactions made for my account, including the right to buy and/or sell short, or short exempt, for my account and risk any part or all of the shares represented by options endorsed by ()BSI for my account, or to buy for my account and risk any puts and/or calls as OBSI may deem necessary for its protection.
Red Flags 1
- DBSI has broad discretion to take actions to protect itself, potentially without notifying the customer.
Financial Information
Assets:
- Cash
- Unrestricted negotiable shares
- Securities
- Options
Transactions:
- Option trades
- Purchase orders in options
- Opening sale orders in options
- Margin calls
- Put and/or call transactions
Public Knowledge
- Context
- Standard terms and conditions for options trading agreements are generally not public knowledge.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
DBSIFINRANew York Stock ExchangeOCCDeutsche Bank AG
Locations 2
New YorkState of New York
Financial Entities 1
Deutsche Bank AG
Text Analysis
- Tone
- Formal, legal
- Purpose
- To establish the terms and conditions for options trading between DBSI and its customers.
- Significance
- Outlines the rights and responsibilities of both DBSI and its customers regarding options trading, including margin requirements, order execution, and risk management.
File Info
- File Name
- EFTA01353536.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:00.865099
- DOJ Source
- View on DOJ