Illegal Activity
none
Blackmail
none
Date
2012-08-13
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This legal document outlines amendments to representations between Party A and Party B, focusing on compliance with regulations such as Dodd-Frank and ERISA. It details specific requirements for eligible contract participants and the adherence to ISDA protocols.
Metadata
- Subject
- Master Representations Amendment
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0038182, SDNY_GM_00184366
- Date
- 2012-08-13
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Party A | Business | Party B | Parties entering into a Transaction governed by an Agreement |
Notable Quotes 2
"eligible contract participant" within the meaning of Section la( I 8XAXvXI) of the CEA and CFTC Regulation 1.3(m).
In order to comply with certain obligations pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") and the rules, regulations, orders and interpretations that are published or issued by the CFTC to implement Dodd-Frank, Party A and Party B agree that, prior to entering into a Transaction governed by this Agreement, they (I ) have or will (a) adhere to the ISDA August 2012 DF Protocol Agreement, published by International Swaps and Derivatives Association, Inc. ("ISDA") on August 13, 2012 and (b) submit the related Questionnaire (the "August 2012 DF Protocol Questionnaire") to Party A by email to dforotocol@db.com together with the related Answer Sheet in excel format and in such Questionnaire have or will agree that OF Schedule 3/4/5/6, if applicable, is incorporated in the Agreement
Financial Information
Transactions:
- Entering into a Transaction governed by this Agreement
Legal Compliance
- Compliance with Section 406 of ERISA, section 4975 of the Code, Governmental Plan Law, or Sections 731 or 764 of the Reform Act
- Compliance with Dodd-Frank Wall Street Reform and Consumer Protection Act
- Compliance with Commodity Exchange Act (CEA) and Commodity Futures Trading Commission (CFTC) regulations
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowBusiness dealings
Organizations 4
Party AParty BCommodity Futures Trading Commission (CFTC)International Swaps and Derivatives Association, Inc. (ISDA)
Locations 1
US
Text Analysis
- Tone
- Formal
- Purpose
- To amend representations in an agreement between Party A and Party B, and to ensure compliance with Dodd-Frank regulations.
- Significance
- This document outlines amendments to representations and warranties within a financial agreement, focusing on compliance with regulatory requirements like Dodd-Frank.
File Info
- File Name
- EFTA01353705.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:36.484140
- DOJ Source
- View on DOJ