EFTA01353730.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing the various fees and expenses associated with their funds. It outlines management fees, investor servicing fees, payments to underlying managers, and organizational expenses.
Metadata
Subject
Form ADV Part 2A
Sender
Recipients
Document ID
DB-SDNY-0038226
Date
Relationships 1
Entity 1RelationshipEntity 2Description
iCapital service provider Dynasty Securities, LLC Dynasty may provide certain administrative, marketing and technical support services to iCapital and may receive fees typically ranging from .075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory firms.
Financial Information
Amounts:1% - 2%10% - 20%.075% - .25%
Transactions:
  • management fee
  • investor servicing fee
  • payments to underlying managers
  • transaction fees
  • break-up fees
  • commitment fees
  • underwriting fees
  • amendment fees
  • waiver fees
  • modification fees
  • monitoring fees
  • consulting fees
  • directors' fees
  • advisory fees
  • closing fees
Raw Analysis JSON click to expand
Themes
Financial transactions/money flow
Organizations 4
GLDUS183 Dimension Capital ManagementiCapital Advisors, LLCDynasty Securities, LLCDynasty
Text Analysis
Tone
Professional
Purpose
To disclose fees and expenses associated with iCapital Advisors, LLC and related funds.
Significance
This document outlines the fee structure and potential conflicts of interest for investors in iCapital Advisors, LLC.
File Info
File Name
EFTA01353730.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:36.543499
DOJ Source
View on DOJ