EFTA01353744.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Form ADV Part 2B brochure supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It also provides contact information for the Chief Compliance Officer for questions about the brochure.
Metadata
Subject
FORM ADV PART 2B: Brochure Supplement
Sender
Recipients
Document ID
DB-SDNY-0038250
Date
2018-03-30
Relationships 1
Entity 1RelationshipEntity 2Description
Michael Stanton Employment iCapital Advisors, LLC Michael Stanton is the Chief Compliance Officer of iCapital Advisors, LLC.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 2
iCapital Advisors, LLCSEC
Locations 2
New York, NY60 East 42"d Street, 26th Floor
Text Analysis
Tone
Informative
Purpose
To provide supplemental information about specific individuals associated with iCapital Advisors, LLC.
Significance
This document is a regulatory filing providing information about key personnel at iCapital Advisors, LLC.
File Info
File Name
EFTA01353744.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:13.963877
DOJ Source
View on DOJ