EFTA01353812.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
January 1, April 1, July I, October 1
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document describes the fee structure for the Access Fund's investment in the Underlying Fund, including placement fees paid by limited partners and the management fee paid to Glendower. It also mentions the role of Raymond James as a placement agent and suggests that investors with subscriptions of $5 million or more consider investing directly in the Underlying Fund.
Metadata
Subject
Dimension Capital Management - Placement Agent; Placement Fee, Marketing and Fund Servicing Fees, Underlying Fund Management Fee
Sender
Recipients
Document ID
DB-SDNY-0038343, SDNY GM_00184527
Date
January 1, April 1, July I, October 1
Relationships 3
Entity 1RelationshipEntity 2Description
Access Fund limited partner Underlying Fund Access Fund is a limited partner of the Underlying Fund.
Access Fund placement agent Raymond James & Associates, Inc. Access Fund utilizes Raymond James as a placement agent.
Access Fund management Glendower Glendower receives a management fee from the Access Fund's capital commitment to the Underlying Fund.
Notable Quotes 2
At the time of the relevant closing of the Access Fund, each Limited Partner shall be required to directly pay their applicable Placement Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription.
Investors making a Subscription equal to or greater than $5 million should consider investing directly in the Underlying Fund.
Financial Information
Amounts:2.0%$5 million1.10%0.15%
Assets:
  • Capital commitment to the Underlying Fund
Transactions:
  • Placement Fee payment by Limited Partners
  • Underlying Fund Management Fee payable to Glendower
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
Dimension Capital ManagementAccess FundRaymond James & Associates, Inc.Raymond James Financial Services, Inc.Raymond JamesGlendower GPGlendower
Financial Entities 2
Raymond James & Associates, Inc.Raymond James Financial Services, Inc.
Text Analysis
Tone
Professional
Purpose
To describe the fees and arrangements related to the Access Fund's investment in the Underlying Fund, including placement fees, marketing fees, and management fees.
Significance
This document outlines the financial structure and fee arrangements for the Access Fund's investment in the Underlying Fund, including the roles of placement agents and the management fee structure.
File Info
File Name
EFTA01353812.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:03.821332
DOJ Source
View on DOJ