EFTA01353912.txt Text dataset_10 View on DOJ

This document is a confidential private placement memorandum for Glendower Capital Secondary Opportunities Fund IV. LP, outlining legal and regulatory compliance requirements for offering and selling interests in Japan, Kuwait, and Mexico. It details restrictions, exemptions, and necessary qualifications for investors in these jurisdictions.

Subject

Glendower Capital Secondary Opportunities Fund IV. LP

Sender

—

Recipients

—

Document ID

DB-SDNY-0038491, SDNY GM_00184875

Date

—

• Compliance with Financial Instruments and Exchange Law (FIEL) in Japan
• Compliance with Law No. 7 o12010 in Kuwait
• Compliance with Mexican Securities Market Law (Ley del Mercado de Valores)

Financial transactions/money flowLegal matters/litigationBusiness dealings

Dimension Capital ManagementGlendower Capital Secondary Opportunities Fund IV. LPCredit Suisse Securities (Japan) Limited (CSJL')Japan Securities Dealers AssociationFinancial Futures Association of JapanJapan Investment Advisers AssociationType II Financial Instruments Firms AssociationKuwait Capital Markets AuthorityMexican Banking and Securities Commission (Cornish:in Nacional Bancaria y de Valores)

JapanKuwaitUnited Mexican States

Credit Suisse Securities (Japan) Limited (CSJL')

Tone

Professional

Purpose

To provide information regarding the solicitation and acquisition of interests in Glendower Capital Secondary Opportunities Fund IV. LP, particularly concerning legal and regulatory compliance in Japan, Kuwait, and Mexico.

Significance

This document outlines the legal and regulatory framework for offering and selling interests in the fund in specific international jurisdictions, highlighting restrictions and exemptions.

File Name

EFTA01353912.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43:53.297327

DOJ Source

View on DOJ