Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the anti-money laundering (AML) and economic sanctions compliance procedures for investors in the Glendower Capital Secondary Opportunities Fund IV. LP. It details the manager's responsibility to prevent the fund from being used for illicit purposes and the requirements for investors to provide information and warranties regarding their identity, source of funds, and compliance with sanctions regulations.
Metadata
- Subject
- Anti-Money Laundering Considerations
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0038499, SDNY GM_00184683
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Manager | Business | Investor | Manager requires verification of identity and source of funds from Investor to comply with anti-money laundering laws. |
Notable Quotes 2
The Manager takes seriously its responsibility to prevent the Fund from being used for money laundering or other illicit purposes.
Each Investor will be required to make representations and warranties to the Manager that, among other things, the Interests to be purchased by the Investor will not be held by, or for the benefit of. any person currently subject to UK sanctions, UN sanctions, EU sanctions, and/or U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (collectively, the -Sanction Regulations").
Financial Information
Assets:
- Interests
Public Knowledge
- Context
- Standard anti-money laundering compliance procedures for investment funds.
Legal Compliance
- Anti-money laundering laws
- Economic sanction regulations (UK sanctions, UN sanctions, EU sanctions, U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance/regulatory
Organizations 6
GLDUSIB3 Dimension Capital ManagementGlendower Capital Secondary Opportunities Fund IV. LPU.S. Treasury DepartmentOffice of Foreign Assets ControlUNEU
Locations 2
UKU.S.
Text Analysis
- Tone
- Formal, legal
- Purpose
- To outline the anti-money laundering considerations and compliance requirements for investors in the Glendower Capital Secondary Opportunities Fund IV. LP.
- Significance
- This document is significant because it details the measures taken by the fund manager to prevent money laundering and comply with relevant regulations.
File Info
- File Name
- EFTA01353920.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:08.103173
- DOJ Source
- View on DOJ