EFTA01354064.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing the various fees and expenses associated with investing in their funds. It outlines management fees, investor servicing fees, payments to underlying managers, and organizational expenses.
Metadata
Subject
iCapital Advisors, LLC Form ADV Part 2A
Sender
—
Recipients
—
Document ID
DB-SDNY-0038658, SDNY_GM_00184842
Date
—
Relationships 2
Entity 1RelationshipEntity 2Description
iCapital Advisors, LLC business Underlying Manager iCapital may receive an investor servicing fee from the Underlying Manager.
iCapital Advisors, LLC business Dynasty Securities, LLC iCapital has engaged Dynasty Securities, LLC as a service provider for certain Funds.
Financial Information
Amounts:1% - 2%10% - 20%.075% - .25%
Transactions:
  • management fee
  • investor servicing fee
  • capital contributions
  • incentive compensation arrangement
  • transaction fees
  • break-up fees
  • commitment fees
  • underwriting fees
  • amendment fees
  • waiver fees
  • modification fees
  • monitoring fees
  • consulting fees
  • directors' fees
  • advisory fees
  • closing fees
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Henry Nicholas
Organizations 7
iCapital Advisors, LLCUnderlying ManagerUnderlying FundGeneral PartnerPrivate Access FundsDynasty Securities, LLCDynasty
Text Analysis
Tone
Professional
Purpose
To disclose fees and expenses associated with iCapital Advisors, LLC and its funds.
Significance
This document outlines the various fees and expenses that investors may be subject to when investing in funds managed by iCapital Advisors, LLC.
File Info
File Name
EFTA01354064.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:55.049066
DOJ Source
View on DOJ