EFTA01354073.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is part of iCapital Advisors, LLC's Form ADV Part 2A and describes the consequences of defaulting on capital contributions, including potential sale or forfeiture of interest. It also discusses the risks associated with series limited partnerships, particularly the uncertainty of legal segregation between series and the potential for cross-series liabilities.
Metadata
Subject
iCapital Advisors, LLC Form ADV Part 2A
Sender
Recipients
Document ID
DB-SDNY-0038667, SDNY_GM_00184851
Date
Relationships 2
Entity 1RelationshipEntity 2Description
iCapital Advisors, LLC business Investors iCapital may call additional capital from the Investors that have already made the applicable capital contribution.
Fund business Sub-Adviser The success of a Fund depends, to a great extent on a Sub-Adviser's ability to identify favorable investment opportunities.
Notable Quotes 2
If an Investor fails to pay in full any requested capital contributions. iCapital may take certain actions which may result in a sale of such Investor's Interest or a forfeiture of all or a portion of such Investor's Interest
Each Partnership intends that the assets of each series of that Partnership including the applicable Fund will be structured to comply with the Delaware Act and that such Fund will be operated with the assets of each series segregated on the books and records of such Partnership so that the assets of one series of the Partnership are not subject to the liabilities of any other series; however, there is no assurance that this structure and operation will be respected in all circumstances and in all jurisdictions.
Red Flags 2
  • Potential for sale or forfeiture of investor's interest due to failure to pay capital contributions.
  • Uncertainty regarding the legal segregation of funds within a series limited partnership, potentially exposing assets to cross-series liabilities.
Financial Information
Transactions:
  • capital contribution
  • sale of such Investor's Interest
  • forfeiture of all or a portion of such Investor's Interest
Legal Compliance
  • Potential legal remedies for unpaid capital contributions
  • Cross-series liabilities within series limited partnerships
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 4
iCapital Advisors, LLCUnderlying FundPartnershipSub-Adviser
Locations 1
Delaware
Text Analysis
Tone
Professional
Purpose
To describe the terms and conditions related to capital contributions, default scenarios, and liabilities within iCapital Advisors, LLC's investment funds.
Significance
This document outlines the financial and legal risks associated with investing in iCapital Advisors, LLC's funds, particularly concerning potential defaults and cross-series liabilities.
File Info
File Name
EFTA01354073.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:58.580611
DOJ Source
View on DOJ