Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the exemption from registration under the Commodity Exchange Act for the General Partner of the Access Fund as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA). It details the conditions and CFTC rules that allow for this exemption, including limitations on commodity interest positions and investor qualifications.
Metadata
- Subject
- EXEMPTION FROM REGISTRATION UNDER COMMODITY EXCHANGE ACT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0038760 SDNY GM_00184944
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| ACCESS FUND | Business | GENERAL PARTNER | The General Partner manages the Access Fund and is seeking exemption from registration as a Commodity Pool Operator (CPO). |
| GENERAL PARTNER | Regulatory | CFTC | The General Partner is seeking exemption from registration with the CFTC as a CPO and CTA. |
Notable Quotes 2
ALTHOUGH THE ACCESS FUND IS PERMITTED TO DIRECTLY OR INDIRECTLY TRADE COMMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO")
THE GENERAL PARTNER WILL RELY UPON THE EXEMPTION FROM CPO REGISTRATION UNDER CFTC RULE 4.13(a)(3) (AND, CORRELATIVELY, THE EXEMPTION UNDER CFTC RULE 4.14(a)(5)) BECAUSE (AMONG MEETING OTHER REQUIREMENTS): (I) THE INTERESTS IN THE ACCESS FUND ARE EXEMPT FROM REGISTRATION UNDER THE SECURITIES ACT AND ARE OFFERED AND SOLD WITHOUT MARKETING TO THE PUBLIC IN THE UNITED STATES
Financial Information
Amounts:5% of the liquidation value of the ACCESS FUND100% of the liquidation value of the ACCESS FUND'S PORTFOLIO25% or greater interest in the ACCESS FUND
Legal Compliance
- Compliance with CFTC rules and regulations regarding commodity pool operators and commodity trading advisors.
- Reliance on exemptions under CFTC Rule 4.13(a)(3) and 4.14(a)(5).
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 3
ACCESS FUNDU.S. COMMODITY FUTURES TRADING COMMISSION (CFTC)NATIONAL FUTURES ASSOCIATION (THE `IsIFA")
Locations 1
UNITED STATES
Text Analysis
- Tone
- Informative
- Purpose
- To explain the exemption from registration under the Commodity Exchange Act for the General Partner of the Access Fund.
- Significance
- The document outlines the conditions under which the General Partner of the Access Fund is exempt from registration with the CFTC as a CPO and CTA, which has implications for disclosure requirements and investor protections.
File Info
- File Name
- EFTA01354166.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:24.202768
- DOJ Source
- View on DOJ