Illegal Activity
none
Blackmail
none
Date
1986
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document defines the criteria for entities to qualify as accredited investors, referencing various sections of the Securities Act, Investment Company Act, and other relevant legislation. It outlines specific types of organizations and trusts that meet the requirements for accredited investor status based on their assets and regulatory compliance.
Metadata
- Subject
- Accredited Investor Status for Entities
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0038982
- Date
- 1986
Relationships 8
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investor | Investor Type | corporation, partnership, limited liability company, a Maccarhusetts or similar business trust, or an organization described in Section 501(cX3) of the Internal Revenue Code of 1986 | Defines the types of entities that can be considered accredited investors. |
| Investor | Investor Type | trust | Defines the types of trusts that can be considered accredited investors. |
| Investor | Investor Type | bank | Defines the types of banks that can be considered accredited investors. |
| Investor | Investor Type | insurance company | Defines the types of insurance companies that can be considered accredited investors. |
| Investor | Investor Type | broker-dealer | Defines the types of broker-dealers that can be considered accredited investors. |
| Investor | Investor Type | investment company | Defines the types of investment companies that can be considered accredited investors. |
| Investor | Investor Type | business development company | Defines the types of business development companies that can be considered accredited investors. |
| Investor | Investor Type | Small Business Investment Company | Defines the types of Small Business Investment Companies that can be considered accredited investors. |
Financial Information
Amounts:$5,000.000$5,000,000
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 7
Internal Revenue CodeSecurities ActU.S. Securities Exchange Act of 1934Investment Company ActU.S. Small Business AdministrationSmall Business Investment Act of 1958Investment Advisers Act of 1940
Locations 2
MaccarhusettsU.S.
Financial Entities 7
banksavings and loan associationinsurance companybroker-dealerinvestment companybusiness development companySmall Business Investment Company
Text Analysis
- Tone
- Professional
- Purpose
- To determine accredited investor status for entities.
- Significance
- This document outlines the criteria for entities to qualify as accredited investors, which is important for regulatory compliance in securities offerings.
File Info
- File Name
- EFTA01354388.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:05.664564
- DOJ Source
- View on DOJ