Illegal Activity
none
Blackmail
none
Date
1974
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The document defines accredited investors and outlines conditions for employee benefit plans, particularly concerning investment decisions and asset thresholds. It references the Employee Retirement Income Security Act of 1974.
Metadata
- Subject
- Accredited Investors
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0038983
- Date
- 1974
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Employee Retirement Income Security Act | legal | bank | Employee benefit plan investment decision made by a plan fiduciary, as defined in Section 3(21) of such Act, which is either a bank, savings and loan association, insurance company, or registered investment adviser |
Notable Quotes 2
An employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974, if the investment decision is made by a plan fiduciary, as defined in Section 3(21) of such Act, which is either a bank, savings and loan association, insurance company, or registered investment adviser, or if the employee benefit plan has total assets in excess of $5,000,000, or, if a self-directed plan, with investment decisions made solely by persons that are Accredited Investors.
The Investor is an entity in which all of the equity owners are Accredited Investors.
Financial Information
Amounts:$5,000,000$5,000,000
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
People 1
Organizations 5
Employee Retirement Income Security Actbanksavings and loan associationinsurance companyregistered investment adviser
Text Analysis
- Tone
- Professional
- Purpose
- Defines accredited investors and conditions for employee benefit plans.
- Significance
- Defines accredited investors in the context of employee benefit plans and investment decisions.
File Info
- File Name
- EFTA01354389.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.619667
- DOJ Source
- View on DOJ