EFTA01354492.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an update to iCapital Advisors' Form ADV Part 2A, outlining material changes to the firm's business practices, fees, diligence procedures, and business relationships. It includes information about the acquisition of Deutsche Bank's U.S. private equity access fund platform and updates to the firm's relationship with Fidelity Brokerage Services LLC.
Metadata
Subject
Form ADV Part 2A - Material Changes
Sender
Recipients
Document ID
DB-SDNY-0039087
Date
2018
Relationships 3
Entity 1RelationshipEntity 2Description
iCapital Advisors, LLC subsidiary Institutional Capital Network, Inc. iCapital Advisors, LLC is wholly-owned by Institutional Capital Network, Inc.
iCapital Securities, LLC subsidiary Institutional Capital Network, Inc. iCapital Securities, LLC is a wholly-owned subsidiary of Institutional Capital Network, Inc.
iCapital Advisors, LLC business iCapital Securities, LLC iCapital Securities serves as the Firm's private placement agent in respect of many Funds advised by iCapital.
Public Knowledge
Context
Form ADV filings are generally available to the public.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 15
iCapital Advisors, LLCInstitutional Capital Network, Inc.Deutsche BankFidelity Brokerage Services LLCiCapital Securities, LLCSECFinancial Industry Regulatory AuthorityiCapital Carlyle Property Investors Access Fund, LPiCapital-SV7, L.P.iCapital-SLP V Access Fund, LPiCapital-MSD Private Credit Opportunity II Access Fund, L.P.iCapital-BTAS IV Access Fund, LPBTAS IV Private Investors (U.S.), L.P.Invesco Venture Alpha Feeder Fund, L.P.Private Equity Select Master
Locations 2
New York, NYU.S.
Financial Entities 2
Deutsche BankFidelity Brokerage Services LLC
Text Analysis
Tone
Professional
Purpose
To provide an annual update to iCapital's brochure, including changes to fees, diligence, and business relationships.
Significance
This document outlines material changes to iCapital Advisors' business practices and affiliations, as required by regulatory guidelines.
File Info
File Name
EFTA01354492.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:59.137091
DOJ Source
View on DOJ