Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining potential conflicts of interest and the company's privacy policy. It discusses conflicts related to management, fees, asset valuation, and educational programs, and emphasizes the company's commitment to investor privacy.
Metadata
- Subject
- iCapital Advisors, LLC Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039110, SDNY_GM_00185294
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | Business | Investors | iCapital manages investments for investors. |
| iCapital | Business | Underlying Fund Manager or Sub-Adviser | iCapital relies on Underlying Fund Manager or Sub-Adviser for asset valuations. |
| iCapital | Business | Financial Advisers | iCapital offers educational programs for financial advisors. |
Notable Quotes 2
iCapital is committed to maintaining the confidentiality, integrity and security of our Investors' personal information.
It is iCapital's policy to collect only information necessary or relevant to our management business and use only legitimate means to collect such information.
Red Flags 1
- Conflicts of interest related to management persons, brokerage limited partners, asset valuations, and educational programs.
Legal Compliance
- Potential conflicts of interest related to management persons involved with soliciting investment advisers and performing diligence.
- Potential conflicts of interest related to brokerage limited partners paying larger management fees.
- Potential conflicts of interest related to the valuation of Fund's assets by the Underlying Fund Manager or Sub-Adviser.
- Potential conflicts of interest related to iCapital offering educational programs for financial advisers.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsAllegations/complaints
People 1
Organizations 4
iCapital Advisors, LLCiCapitaliCapital SecuritiesInstitutional Capital Network
Text Analysis
- Tone
- Professional
- Purpose
- To disclose potential conflicts of interest and privacy policies related to iCapital Advisors, LLC.
- Significance
- This document outlines potential conflicts of interest and privacy policies for iCapital Advisors, LLC, which is important for investors to understand.
File Info
- File Name
- EFTA01354515.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:42.007828
- DOJ Source
- View on DOJ