EFTA01354519.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about key personnel. It directs readers to contact the Chief Compliance Officer for questions and notes that additional information is available on the SEC's website.
Metadata
Subject
FORM ADV PART 2B: Brochure Supplement
Sender
—
Recipients
—
Document ID
DB-SDNY-0039114
Date
2018-03-30
Relationships 1
Entity 1RelationshipEntity 2Description
Michael Stanton Employment iCapital Advisors, LLC Michael Stanton is the Chief Compliance Officer at iCapital Advisors, LLC.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigation
People 6
Eileen Duff BlalockPhil PoolJohn RobertshawDaniel VeneNicholas VeronisMichael Stanton
Organizations 2
iCapital Advisors, LLCSEC
Locations 1
New York, NY
Text Analysis
Tone
Informative
Purpose
To provide information about specific individuals that supplements iCapital Advisors, LLC's Form ADV Brochure.
Significance
This document provides background information on key personnel at iCapital Advisors, LLC.
File Info
File Name
EFTA01354519.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:01.517201
DOJ Source
View on DOJ