Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is part of iCapital Advisors' Form ADV Part 2B and provides background information on Eileen Duff Blalock, including her educational background, business experience, and disciplinary history. It also details her roles within iCapital Network and iCapital Securities, as well as her compliance supervision.
Metadata
- Subject
- Form ADV Part 2B - Eileen Duff Blalock
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039115
- Date
- —
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Eileen Duff Blalock | member of investment committee | iCapital Advisors. LLC | Ms. Blalock is a member of iCapital Advisor's investment committee. |
| Eileen Duff Blalock | Managing Partner and Head of Distribution | iCapital Network | Ms. Blalock is Managing Partner and Head of Distribution for iCapital Network |
| Eileen Duff Blalock | Head of Alternative Investments, North America | Credit Suisse | Eileen was Head of Alternative Investments, North America at Credit Suisse |
| Eileen Duff Blalock | responsible for global marketing in the private client group | Donaldson, Lufkin & Jenrette | Ms. Blalock was with Donaldson, Lufkin & Jenrette where she was responsible for global marketing in the private client group. |
| Eileen Duff Blalock | Principal | iCapital Securities, LLC | Ms. Blalock is a Managing Partner at iCapital Network and Principal of iCapital Securities, LLC. |
| Michael Stanton | Supervisor | Eileen Duff Blalock | Mr. Michael Stanton, iCapital's CCO, supervises Ms. Blalock for compliance purposes. |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flowLegal matters/litigation
Organizations 7
iCapital Advisors. LLCiCapital NetworkCredit SuisseDonaldson, Lufkin & JenretteiCapital Securities, LLCUniversity of DelawareFINRA
Locations 1
North America
Financial Entities 1
Credit Suisse
Text Analysis
- Tone
- Professional
- Purpose
- To provide background and disciplinary information for Eileen Duff Blalock as part of iCapital Advisors' Form ADV Part 2B.
- Significance
- This document provides information about Eileen Duff Blalock's professional background and roles within iCapital Advisors and related entities, as well as her compliance supervision.
File Info
- File Name
- EFTA01354520.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:04.800047
- DOJ Source
- View on DOJ