Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document details the fee structure and relationships between the Access Fund, its placement agents (including Raymond James), and the Underlying Fund. It outlines the placement fees, management fees, and potential benefits for investors making large subscriptions.
Metadata
- Subject
- Placement Agent; Placement Fee Marketing and Fund Servicing Fees Underlying Fund Management Fee
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039207, SDNY GM_00185391
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Access Fund | business | Raymond James & Associates, Inc. | Access Fund utilizes Raymond James as a placement agent. |
| Access Fund | business | Underlying Fund | Access Fund is a limited partner of the Underlying Fund. |
| Glendower GP | business | Underlying Fund | Glendower GP receives a management fee from the Underlying Fund. |
| Raymond James | business | Glendower GP | Raymond James receives a placement fee from Glendower GP based on the Access Fund's capital commitment to the Underlying Fund. |
Notable Quotes 2
At the time of the relevant closing of the Access Fund, each Limited Partner shall be required to directly pay their applicable Placement Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription.
Investors making a Subscription equal to or greater than $5 million should consider investing directly in the Underlying Fund.
Financial Information
Amounts:2.0%$5 million1.10%0.15%
Transactions:
- Placement Fee: up to 2.0% of the Limited Partner's Subscription
- Underlying Fund Management Fee: initially 1.10% annual rate
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 4
Raymond James & Associates, Inc.Raymond James Financial Services, Inc.Access FundGlendower GP
Financial Entities 1
Raymond James
Text Analysis
- Tone
- Professional
- Purpose
- To describe the fees and arrangements related to the Access Fund, Placement Agents, and the Underlying Fund.
- Significance
- This document outlines the financial relationships and fee structures between various entities involved in the Access Fund and Underlying Fund.
File Info
- File Name
- EFTA01354612.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:10.373114
- DOJ Source
- View on DOJ