Illegal Activity
suspicious
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document outlines the anti-money laundering policies and procedures for the Glendower Capital Secondary Opportunities Fund IV. LP. It details the responsibilities of the Manager and Investors in complying with anti-money laundering laws and economic sanction regulations, including verification of identity and source of funds.
Metadata
- Subject
- Appendix 3 Anti-Money Laundering
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039363, SDNY GM_00185547
- Date
- —
Illegal Activity
- Severity
- suspicious
- Description
- The document outlines anti-money laundering procedures, suggesting a potential risk of money laundering activities within the fund.
- Categories
- Money laundering
- Content Type
- first_hand
Evidence:
- Discussion of anti-money laundering measures suggests a concern or risk of money laundering activities.
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Manager | Business | Investor | The Manager is responsible for preventing the Fund from being used for money laundering and must verify the identity and residence of each Investor. |
Notable Quotes 2
The Manager takes seriously its responsibility to prevent the Fund from being used for money laundering or other illicit purposes.
Each Investor will be required to make representations and warranties to the Manager that, among other things, the Interests to be purchased by the Investor will not be held by, or for the benefit of. any person currently subject to UK sanctions, UN sanctions, EU sanctions, and/or U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (collectively, the -Sanction Regulations").
Financial Information
Assets:
- Interests
Legal Compliance
- Anti-money laundering laws
- Economic Sanction Regulations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
People 1
Organizations 6
Glendower Capital Secondary Opportunities Fund IV. LPOffice of Foreign Assets Control of the U.S. Treasury DepartmentUK sanctionsUN sanctionsEU sanctionsU.S. Treasury Department
Locations 2
UKU.S.
Text Analysis
- Tone
- Formal, legal
- Purpose
- To outline the anti-money laundering considerations and obligations of the Manager and Investors in relation to the Glendower Capital Secondary Opportunities Fund IV. LP.
- Significance
- This document outlines the anti-money laundering policies and procedures for the fund, ensuring compliance with relevant regulations and sanctions.
File Info
- File Name
- EFTA01354765.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:03.418367
- DOJ Source
- View on DOJ