Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Disclosure Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is a disclosure statement outlining the agreement between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in Glendower Access Secondary Opportunities IV funds. It details the compensation structure for Deutsche Bank Securities Inc., including Placement Fees and Servicing Fees based on investment amounts.
Metadata
- Subject
- Disclosure Statement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039377
- Date
- —
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | Agreement | Glendower Access Secondary Opportunities IV GP LLC | Deutsche Bank Securities Inc. has agreed to consider clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Agreement | iCapital Advisors, LLC | Deutsche Bank Securities Inc. has agreed to consider clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Solicitation Agent | Glendower Access Secondary Opportunities IV (U.S.), L.P. | Deutsche Bank Securities Inc. is the Solicitation Agent for Glendower Access Secondary Opportunities IV (U.S.), L.P. |
| Deutsche Bank Securities Inc. | Solicitation Agent | Glendower Access Secondary Opportunities IV (International), L.P. | Deutsche Bank Securities Inc. is the Solicitation Agent for Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Servicing Fee | iCapital | Deutsche Bank Securities Inc. will receive a Servicing Fee from iCapital. |
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999
Assets:
- Interests in the Access Funds
Transactions:
- Placement Fee
- Servicing Fee
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 6
Deutsche Bank Securities Inc.Glendower Access Secondary Opportunities IV GP LLCiCapital Advisors, LLCGlendower Access Secondary Opportunities IV (U.S.), L.P.Glendower Access Secondary Opportunities IV (International), L.P.Glendower Capital Secondary Opportunities Fund IV, LP
Locations 1
U.S.
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To disclose the terms of an agreement between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P.
- Significance
- This document outlines the compensation structure for Deutsche Bank Securities Inc. as the Solicitation Agent, including Placement Fees and Servicing Fees.
File Info
- File Name
- EFTA01354779.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:59.714585
- DOJ Source
- View on DOJ